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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
426
Norfolk Southern
NSC
$75.3B
$6K ﹤0.01%
25
– –
IFLN
427
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$6K ﹤0.01%
313
– –
PTY icon
428
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$6K ﹤0.01%
320
– –
SONO icon
429
Sonos
SONO
$1.81B
$6K ﹤0.01%
200
– –
MBT
430
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$6K ﹤0.01%
+575
New +$5.18K
AMC icon
431
AMC Entertainment Holdings
AMC
$2.23B
$5K ﹤0.01%
13
+7
+117% +$2.82K
AWK icon
432
American Water Works
AWK
$26.9B
$5K ﹤0.01%
+30
New +$5.24K
DAL icon
433
Delta Air Lines
DAL
$58.9B
$5K ﹤0.01%
107
– –
FVRR icon
434
Fiverr
FVRR
$311M
$5K ﹤0.01%
29
– –
GPRO icon
435
GoPro
GPRO
$106M
$5K ﹤0.01%
500
– –
KO icon
436
Coca-Cola
KO
$374B
$5K ﹤0.01%
88
– –
MDLZ icon
437
Mondelez International
MDLZ
$78.8B
$5K ﹤0.01%
92
– –
MET icon
438
MetLife
MET
$61.5B
$5K ﹤0.01%
75
– –
MO icon
439
Altria Group
MO
$108B
$5K ﹤0.01%
+100
New +$4.83K
NOC icon
440
Northrop Grumman
NOC
$81.6B
$5K ﹤0.01%
15
– –
QRVO icon
441
Qorvo
QRVO
$8.53B
$5K ﹤0.01%
28
– –
SNOW icon
442
Snowflake
SNOW
$117B
$5K ﹤0.01%
15
– –
SPSB icon
443
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$5K ﹤0.01%
160
– –
STWD icon
444
Starwood Property Trust
STWD
$6.13B
$5K ﹤0.01%
+200
New +$5.12K
TLRY icon
445
Tilray
TLRY
$636M
$5K ﹤0.01%
40
– –
VEA icon
446
Vanguard FTSE Developed Markets ETF
VEA
$238B
$5K ﹤0.01%
97
– –
WM icon
447
Waste Management
WM
$90.8B
$5K ﹤0.01%
31
– –
DBD
448
DELISTED
Diebold Nixdorf Incorporated
DBD
$5K ﹤0.01%
500
– –
AVTR icon
449
Avantor
AVTR
$9.27B
$4K ﹤0.01%
89
– –
BOC icon
450
Boston Omaha
BOC
$432M
$4K ﹤0.01%
100
– –
16 17
18
19 20

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RWM
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HAC
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WHGC
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.