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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USO icon
426
United States Oil Fund
USO
$1.77B
– –
-87
Closed -$2K
UTG icon
427
Reaves Utility Income Fund
UTG
$3.69B
– –
-3,096
Closed -$93K
UVXY icon
428
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$278M
– –
0
– –
V icon
429
Visa
V
$682B
– –
-534
Closed -$103K
VALQ icon
430
American Century US Quality Value ETF
VALQ
$344M
– –
-5,795
Closed -$209K
VBR icon
431
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
– –
-50
Closed -$5K
VDE icon
432
Vanguard Energy ETF
VDE
$10.4B
– –
-320
Closed -$16K
VFH icon
433
Vanguard Financials ETF
VFH
$14B
– –
-2,820
Closed -$161K
VGSH icon
434
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
– –
-200
Closed -$12K
VGT icon
435
Vanguard Information Technology ETF
VGT
$151B
– –
-400
Closed -$14K
VICE icon
436
AdvisorShares Vice ETF
VICE
$7.17M
– –
-130
Closed -$3K
VMBS icon
437
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
– –
-2,320
Closed -$126K
VNQ icon
438
Vanguard Real Estate ETF
VNQ
$39.1B
– –
-3,325
Closed -$261K
VOO icon
439
Vanguard S&P 500 ETF
VOO
$1.04T
– –
-120
Closed -$34K
VOX icon
440
Vanguard Communication Services ETF
VOX
$5.88B
– –
-55
Closed -$5K
VT icon
441
Vanguard Total World Stock ETF
VT
$81.9B
– –
-100
Closed -$7K
VTEB icon
442
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
– –
-150
Closed -$8K
VTIP icon
443
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
– –
-300
Closed -$15K
VTV icon
444
Vanguard Morningstar Value ETF
VTV
$194B
– –
-510
Closed -$51K
VUG icon
445
Vanguard Morningstar Growth ETF
VUG
$231B
– –
-4,680
Closed -$158K
VV icon
446
Vanguard Morningstar Large-Cap ETF
VV
$54.9B
– –
-384
Closed -$55K
VWO icon
447
Vanguard FTSE Emerging Markets ETF
VWO
$126B
– –
-250
Closed -$10K
VYM icon
448
Vanguard High Dividend Yield ETF
VYM
$84.2B
– –
-170
Closed -$13K
VYX icon
449
NCR Voyix
VYX
$1.17B
– –
-10
Closed –
WAB icon
450
Wabtec
WAB
$50.3B
– –
-8
Closed –
16 17
18
19 20

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Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.