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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+7.31%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$110M
AUM Growth
+$12.9M
Cap. Flow
+$6.2M
Cap. Flow %
5.63%
Top 10 Hldgs %
27.22%
Holding
502
New
25
Increased
109
Reduced
101
Closed
33

Top Buys

Rank Stock Value
1
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$1.19M
2
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$843K
3
DIV icon
Global X SuperDividend US ETF
DIV
+$797K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$677K
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$485K

Top Sells

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$741K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$205K
3
OUT icon
Outfront Media
OUT
+$189K
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$139K
5
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$121K

Sector Composition

Rank Sector Weight
1 Communication Services 3.45%
2 Consumer Discretionary 3.18%
3 Technology 3.17%
4 Financials 1.71%
5 Real Estate 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BILI icon
426
Bilibili
BILI
$7.95B
$1K ﹤0.01%
35
– –
CGC
427
Canopy Growth
CGC
$402M
$1K ﹤0.01%
3
– –
CLMT icon
428
Calumet Specialty Products
CLMT
$4B
$1K ﹤0.01%
170
-380
-69% -$1.31K
CNDT icon
429
Conduent
CNDT
$242M
$1K ﹤0.01%
+189
New +$1.18K
KTOS icon
430
Kratos Defense & Security Solutions
KTOS
$11.7B
$1K ﹤0.01%
+55
New +$1.02K
OCGN icon
431
Ocugen
OCGN
$444M
$1K ﹤0.01%
1,024
-83
-7% -$83
PFX icon
432
PhenixFIN
PFX
$89.6M
$1K ﹤0.01%
23
– –
UNIT
433
Uniti Group
UNIT
$2.28B
$1K ﹤0.01%
89
– –
WAB icon
434
Wabtec
WAB
$49.7B
$1K ﹤0.01%
9
-23
-72% -$1.7K
LTHM
435
DELISTED
Livent Corporation
LTHM
$1K ﹤0.01%
60
– –
MNDT
436
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1K ﹤0.01%
60
– –
NBEV
437
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$1K ﹤0.01%
300
– –
LAC
438
DELISTED
Lithium Americas Corp. Common Shares
LAC
$1K ﹤0.01%
294
– –
ACB
439
Aurora Cannabis
ACB
$179M
– –
0
– –
ADBE icon
440
Adobe
ADBE
$109B
– –
-10
Closed -$3K
ADNT icon
441
Adient
ADNT
$1.44B
– –
-20
Closed –
AMD icon
442
Advanced Micro Devices
AMD
$767B
– –
-25
Closed -$1K
AMLP icon
443
Alerian MLP ETF
AMLP
$13.3B
– –
-356
Closed -$16K
AOA icon
444
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$0 ﹤0.01%
3
– –
AQB icon
445
AquaBounty Technologies
AQB
$7.05M
– –
0
– –
ASIX icon
446
AdvanSix
ASIX
$439M
$0 ﹤0.01%
1
– –
BNDX icon
447
Vanguard Total International Bond ETF
BNDX
$82.8B
$0 ﹤0.01%
8
– –
CASI
448
DELISTED
CASI Pharmaceuticals
CASI
– –
0
– –
CDNS icon
449
Cadence Design Systems
CDNS
$91.4B
– –
-100
Closed -$7K
CELH icon
450
Celsius Holdings
CELH
$6.89B
$0 ﹤0.01%
+75
New +$100
16 17
18
19 20

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Joseph P. Lucia & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Joseph P. Lucia & Associates held 502 positions worth $110M, up 13% from $97.1M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates deployed $6.2M of net new capital in Q4 2019, opening 25 new positions and adding to 109 existing holdings. Its largest new stake was Visa: 503 shares worth $95K.

By sector, the portfolio is most concentrated in Communication Services at 3.4% of assets, down from 4.3% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Netflix, an estimated $741K trimmed.

  • Joseph P. Lucia & Associates's largest Q4 2019 buy was Visa: 503 shares worth $95K.
  • Joseph P. Lucia & Associates added most to Invesco S&P 500 Equal Weight Consumer Staples ETF in Q4 2019, an estimated $1.19M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2019 reduction was Netflix, cutting an estimated $741K.
  • Joseph P. Lucia & Associates fully exited Outfront Media in Q4 2019, selling an estimated $189K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $110M portfolio in Q4 2019.
  • Joseph P. Lucia & Associates opened 25 new positions and closed 33 in Q4 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 13% quarter-over-quarter to $110M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2019, filed 23 Jan 2020.