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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
426
Advanced Micro Devices
AMD
$774B
$1K ﹤0.01%
25
– –
CGC
427
Canopy Growth
CGC
$422M
$1K ﹤0.01%
3
– –
CTRA
428
DELISTED
Coterra Energy
CTRA
$1K ﹤0.01%
40
– –
EDIT icon
429
Editas Medicine
EDIT
$453M
$1K ﹤0.01%
65
– –
IT icon
430
Gartner
IT
$11.8B
$1K ﹤0.01%
10
– –
OIH icon
431
VanEck Oil Services ETF
OIH
$1.97B
$1K ﹤0.01%
5
– –
PFX icon
432
PhenixFIN
PFX
$88.9M
$1K ﹤0.01%
23
– –
PLUG icon
433
Plug Power
PLUG
$3.1B
$1K ﹤0.01%
500
– –
QRVO icon
434
Qorvo
QRVO
$8.53B
$1K ﹤0.01%
15
– –
SOHU
435
Sohu.com
SOHU
$371M
$1K ﹤0.01%
100
– –
UBER icon
436
Uber
UBER
$160B
$1K ﹤0.01%
25
– –
UNIT
437
Uniti Group
UNIT
$2.25B
$1K ﹤0.01%
89
– –
EGIO
438
DELISTED
Edgio, Inc. Common Stock
EGIO
$1K ﹤0.01%
11
– –
MGI
439
DELISTED
MoneyGram International, Inc. New
MGI
$1K ﹤0.01%
+150
New +$525
MNDT
440
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1K ﹤0.01%
60
– –
NBEV
441
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$1K ﹤0.01%
300
– –
WIFI
442
DELISTED
Boingo Wireless, Inc.
WIFI
$1K ﹤0.01%
50
– –
APHA
443
DELISTED
Aphria Inc. Common Shares
APHA
$1K ﹤0.01%
115
– –
TLRA
444
DELISTED
Telaria, Inc.
TLRA
$1K ﹤0.01%
213
– –
LAC
445
DELISTED
Lithium Americas Corp. Common Shares
LAC
$1K ﹤0.01%
294
– –
ACB
446
Aurora Cannabis
ACB
$216M
– –
0
– –
ADNT icon
447
Adient
ADNT
$1.48B
$0 ﹤0.01%
20
– –
AOA icon
448
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$0 ﹤0.01%
3
– –
AQB icon
449
AquaBounty Technologies
AQB
$7.67M
– –
0
– –
ASIX icon
450
AdvanSix
ASIX
$452M
$0 ﹤0.01%
1
– –
16 17
18
19 20

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EAM
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Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.