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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
401
Netflix
NFLX
$311B
– –
-1,940
Closed -$118K
NIO icon
402
NIO
NIO
$11.6B
– –
-1,584
Closed -$56K
NKE icon
403
Nike
NKE
$61.3B
– –
-174
Closed -$25K
NLY icon
404
Annaly Capital Management
NLY
$17.4B
– –
-705
Closed -$24K
NMM icon
405
Navios Maritime Partners
NMM
$2.23B
– –
-347
Closed -$11K
NOC icon
406
Northrop Grumman
NOC
$81.8B
– –
-15
Closed -$5K
NSC icon
407
Norfolk Southern
NSC
$75.2B
– –
-25
Closed -$6K
NVAX icon
408
Novavax
NVAX
$1.31B
– –
-56
Closed -$12K
NVO
409
Novo Nordisk
NVO
$207B
– –
-620
Closed -$30K
NVST icon
410
Envista
NVST
$4.58B
– –
-63
Closed -$3K
NXP icon
411
Nuveen Select Tax-Free Income Portfolio
NXP
$897M
– –
-2
Closed –
NXPI icon
412
NXP Semiconductors
NXPI
$59.6B
– –
-7
Closed -$1K
NXTG icon
413
First Trust Indxx NextG ETF
NXTG
$562M
– –
-2,042
Closed -$156K
ADAM
414
Adamas Trust
ADAM
$919M
– –
-1
Closed –
OCGN icon
415
Ocugen
OCGN
$465M
– –
-1,024
Closed -$7K
OCSL icon
416
Oaktree Specialty Lending
OCSL
$1.13B
– –
-175
Closed -$4K
OGN icon
417
Organon & Co
OGN
$3.58B
– –
-34
Closed -$1K
OMC icon
418
Omnicom Group
OMC
$23.6B
– –
-97
Closed -$7K
OMEX icon
419
Odyssey Marine Exploration
OMEX
$52.7M
– –
-101
Closed -$1K
OPI
420
DELISTED
Office Properties Income Trust
OPI
– –
-578
Closed -$15K
ORCL icon
421
Oracle
ORCL
$419B
– –
-1,595
Closed -$139K
OUT icon
422
Outfront Media
OUT
$5.27B
– –
-406
Closed -$10K
PBE icon
423
Invesco Biotechnology & Genome ETF
PBE
$358M
– –
-638
Closed -$48K
PBR icon
424
Petrobras
PBR
$116B
– –
-1
Closed –
PDT
425
John Hancock Premium Dividend Fund
PDT
$627M
– –
-100
Closed -$2K
15 16
17
18 19

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RWM
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HAC
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WHGC
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EAM
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CPI
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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.