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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CARZ icon
401
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$48.9M
$7K ﹤0.01%
122
– –
DIA icon
402
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
$7K ﹤0.01%
22
– –
EINC icon
403
VanEck Energy Income ETF
EINC
$79.9M
$7K ﹤0.01%
133
– –
FE icon
404
FirstEnergy
FE
$27.2B
$7K ﹤0.01%
200
– –
HON icon
405
Honeywell
HON
$74.3B
$7K ﹤0.01%
33
– –
HPS
406
John Hancock Preferred Income Fund III
HPS
$460M
$7K ﹤0.01%
400
– –
IFRA icon
407
iShares US Infrastructure ETF
IFRA
$4.63B
$7K ﹤0.01%
210
– –
IOO icon
408
iShares Global 100 ETF
IOO
$9.47B
$7K ﹤0.01%
101
– –
LOUP
409
Innovator Deepwater Frontier Tech ETF
LOUP
$228M
$7K ﹤0.01%
+140
New +$7.29K
OCGN icon
410
Ocugen
OCGN
$465M
$7K ﹤0.01%
1,024
– –
OMC icon
411
Omnicom Group
OMC
$24.1B
$7K ﹤0.01%
97
– –
QQQJ icon
412
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.2B
$7K ﹤0.01%
200
– –
SHOP icon
413
Shopify
SHOP
$203B
$7K ﹤0.01%
50
– –
SPXU icon
414
ProShares UltraPro Short S&P 500
SPXU
$377M
$7K ﹤0.01%
20
– –
VBR icon
415
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
$7K ﹤0.01%
40
– –
VTRS icon
416
Viatris
VTRS
$18.5B
$7K ﹤0.01%
494
-31
-6% -$440
WPC icon
417
W.P. Carey
WPC
$16.3B
$7K ﹤0.01%
102
-102
-50% -$7.76K
BIT icon
418
BlackRock Multi-Sector Income Trust
BIT
$701M
$6K ﹤0.01%
+300
New +$5.59K
BP icon
419
BP
BP
$110B
$6K ﹤0.01%
207
– –
EA
420
DELISTED
Electronic Arts
EA
$6K ﹤0.01%
40
– –
EWZ icon
421
iShares MSCI Brazil ETF
EWZ
$8.55B
$6K ﹤0.01%
+200
New +$7.31K
JHI
422
John Hancock Investors Trust
JHI
$118M
$6K ﹤0.01%
+300
New +$5.67K
K
423
DELISTED
Kellanova
K
$6K ﹤0.01%
98
– –
LVHD icon
424
Franklin US Low Volatility High Dividend Index ETF
LVHD
$629M
$6K ﹤0.01%
170
– –
MGNI icon
425
Magnite
MGNI
$3.55B
$6K ﹤0.01%
230
– –
15 16
17
18 19

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RWM
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HAC
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JCA
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EAM
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ACMC
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HLAM
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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.