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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SONO icon
401
Sonos
SONO
$1.81B
– –
-535
Closed -$8K
SPFF icon
402
Global X SuperIncome Preferred ETF
SPFF
$142M
– –
-1,020
Closed -$11K
SPTL icon
403
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
– –
-880
Closed -$41K
SQQQ icon
404
ProShares UltraPro Short QQQ
SQQQ
$1.73B
– –
0
– –
STM icon
405
STMicroelectronics
STM
$50B
– –
-900
Closed -$25K
STZ icon
406
Constellation Brands
STZ
$22.7B
– –
-260
Closed -$45K
SYLD icon
407
Cambria Shareholder Yield ETF
SYLD
$1.01B
– –
-5,005
Closed -$161K
T icon
408
AT&T
T
$167B
– –
-6,682
Closed -$153K
TAN icon
409
Invesco Solar ETF
TAN
$1.39B
– –
-3,910
Closed -$141K
TAXF icon
410
American Century Diversified Municipal Bond ETF
TAXF
$687M
– –
-380
Closed -$20K
TDC icon
411
Teradata
TDC
$2.48B
– –
-6
Closed –
TIP icon
412
iShares TIPS Bond ETF
TIP
$14.7B
– –
-839
Closed -$103K
TLRY icon
413
Tilray
TLRY
$631M
– –
-12
Closed -$1K
TME icon
414
Tencent Music
TME
$13.7B
– –
-40
Closed -$1K
TMUS icon
415
T-Mobile US
TMUS
$191B
– –
-41
Closed -$4K
TQQQ icon
416
ProShares UltraPro QQQ
TQQQ
$37.6B
– –
-1,600
Closed -$20K
TSM icon
417
TSMC
TSM
$2.23T
– –
-40
Closed -$2K
TTNP
418
DELISTED
Titan Pharmaceuticals
TTNP
– –
0
– –
TWM icon
419
ProShares UltraShort Russell2000
TWM
$41.4M
– –
-475
Closed -$98K
UA icon
420
Under Armour Class C
UA
$2.2B
– –
-232
Closed -$2K
UAA icon
421
Under Armour
UAA
$2.24B
– –
-226
Closed -$2K
UNIT
422
Uniti Group
UNIT
$2.31B
– –
-89
Closed -$1K
UNP icon
423
Union Pacific
UNP
$174B
– –
-30
Closed -$5K
UPS icon
424
United Parcel Service
UPS
$87.6B
– –
-1,000
Closed -$111K
USA icon
425
Liberty All-Star Equity Fund
USA
$1.86B
– –
-307
Closed -$2K
15 16
17
18 19

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LA
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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.