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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORC
401
Orchid Island Capital
ORC
$1.31B
$3K ﹤0.01%
+100
New +$3.03K
SHOP icon
402
Shopify
SHOP
$197B
$3K ﹤0.01%
100
– –
VICE icon
403
AdvisorShares Vice ETF
VICE
$7.23M
$3K ﹤0.01%
130
– –
YELP icon
404
Yelp
YELP
$1.28B
$3K ﹤0.01%
100
– –
Z icon
405
Zillow
Z
$7.69B
$3K ﹤0.01%
+100
New +$3.98K
RPAI
406
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$3K ﹤0.01%
228
– –
FNG
407
DELISTED
AdvisorShares New Tech and Media ETF
FNG
$3K ﹤0.01%
300
– –
RESI
408
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$3K ﹤0.01%
225
– –
BOX icon
409
Box
BOX
$4.56B
$2K ﹤0.01%
100
-300
-75% -$4.81K
CLMT icon
410
Calumet Specialty Products
CLMT
$4.04B
$2K ﹤0.01%
550
-160
-23% -$684
HAS icon
411
Hasbro
HAS
$13.7B
$2K ﹤0.01%
20
– –
IFN
412
Aberdeen India Fund
IFN
$508M
$2K ﹤0.01%
106
– –
IJT icon
413
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.39B
$2K ﹤0.01%
24
– –
PGEN icon
414
Precigen
PGEN
$2.46B
$2K ﹤0.01%
359
– –
PKG icon
415
Packaging Corp of America
PKG
$23B
$2K ﹤0.01%
20
– –
PUMP icon
416
ProPetro Holding
PUMP
$1.43B
$2K ﹤0.01%
200
– –
SMOG icon
417
VanEck Low Carbon Energy ETF
SMOG
$134M
$2K ﹤0.01%
25
– –
WAB icon
418
Wabtec
WAB
$50.1B
$2K ﹤0.01%
32
– –
WKHS icon
419
Workhorse Group
WKHS
$33.8M
– –
0
– –
WPM icon
420
Wheaton Precious Metals
WPM
$61.1B
$2K ﹤0.01%
65
– –
FLG
421
Flagstar Bank National Association
FLG
$5.89B
$2K ﹤0.01%
57
– –
AAIC
422
DELISTED
Arlington Asset Investment Corp.
AAIC
$2K ﹤0.01%
300
– –
STOR
423
DELISTED
STORE Capital Corporation
STOR
$2K ﹤0.01%
50
– –
PCSB
424
DELISTED
PCSB Financial Corporation
PCSB
$2K ﹤0.01%
100
– –
S
425
DELISTED
Sprint Corporation
S
$2K ﹤0.01%
405
– –
15 16
17
18 19

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Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.