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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-4.69%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$14.3M
Cap. Flow
-$7.47M
Cap. Flow %
-5.87%
Top 10 Hldgs %
33.39%
Holding
484
New
–
Increased
56
Reduced
35
Closed
373

Top Buys

Rank Stock Value
1
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$478K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$475K
3
TSLA icon
Tesla
TSLA
+$404K
4
AAPL icon
Apple
AAPL
+$397K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$296K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$318K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$252K
3
PEY icon
Invesco High Yield Equity Dividend Achievers ETF
PEY
+$200K
4
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$200K
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$198K

Sector Composition

Rank Sector Weight
1 Technology 5.53%
2 Consumer Discretionary 2.91%
3 Communication Services 2.07%
4 Utilities 0.65%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIVN icon
376
Rivian
RIVN
$23.1B
– –
-77
Closed -$2K
RKLB icon
377
Rocket Lab Corp
RKLB
$51.8B
– –
-50
Closed –
ROBT icon
378
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$781M
– –
-1,610
Closed -$60K
RTX icon
379
RTX Corp
RTX
$300B
– –
-150
Closed -$14K
RUN icon
380
Sunrun
RUN
$2.36B
– –
-185
Closed -$4K
RWJ icon
381
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
– –
-411
Closed -$14K
SBUX icon
382
Starbucks
SBUX
$123B
– –
-7
Closed -$1K
SCHH icon
383
Schwab US REIT ETF
SCHH
$11.2B
– –
-3,510
Closed -$74K
SCHW
384
Charles Schwab
SCHW
$189B
– –
-65
Closed -$4K
SDY icon
385
State Street SPDR S&P Dividend ETF
SDY
$22.1B
– –
-360
Closed -$43K
SHM icon
386
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
– –
-300
Closed -$14K
BNKK
387
Bonk Inc
BNKK
$8.4M
– –
-1
Closed –
SHYG icon
388
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
– –
-555
Closed -$23K
SIRI icon
389
SiriusXM
SIRI
$9.58B
– –
-220
Closed -$13K
SJNK icon
390
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
– –
-1,590
Closed -$38K
FIRY
391
Firy Inc
FIRY
$156M
– –
-10
Closed –
SLQD icon
392
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
– –
-145
Closed -$7K
SLV icon
393
iShares Silver Trust
SLV
$31.9B
– –
-2,735
Closed -$51K
SMLV icon
394
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$261M
– –
-100
Closed -$10K
SNAP icon
395
Snap
SNAP
$8.9B
– –
-23
Closed –
SNDL icon
396
Sundial Growers
SNDL
$316M
– –
-145
Closed –
SONO icon
397
Sonos
SONO
$1.89B
– –
-200
Closed -$4K
SOXL icon
398
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$24.8B
– –
-1,463
Closed -$19K
SPFF icon
399
Global X SuperIncome Preferred ETF
SPFF
$143M
– –
-1,020
Closed -$10K
SPTL icon
400
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
– –
-60
Closed -$2K
14 15
16
17 18

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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2022 Portfolio in Review

As of Q3 2022, Joseph P. Lucia & Associates held 484 positions worth $127M, down 10% from $142M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $7.47M in Q3 2022, closing 373 positions and reducing 35 holdings. Its most notable exit was Fidelity MSCI Materials Index ETF, an estimated $200K position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Joseph P. Lucia & Associates added an estimated $478K to ProShares S&P 500 Dividend Aristocrats ETF.

  • Joseph P. Lucia & Associates added most to ProShares S&P 500 Dividend Aristocrats ETF in Q3 2022, an estimated $478K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2022 reduction was Schwab US TIPS ETF, cutting an estimated $318K.
  • Joseph P. Lucia & Associates fully exited Fidelity MSCI Materials Index ETF in Q3 2022, selling an estimated $200K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $127M portfolio in Q3 2022.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 373 in Q3 2022.
  • Joseph P. Lucia & Associates's portfolio value fell 10% quarter-over-quarter to $127M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.