We are live on ! Find out more
JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDIV icon
376
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
– –
-1,025
Closed -$17K
MDLZ icon
377
Mondelez International
MDLZ
$78.9B
– –
-92
Closed -$5K
MDY icon
378
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
– –
-50
Closed -$24K
MDYV icon
379
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.87B
– –
-220
Closed -$15K
MET icon
380
MetLife
MET
$61.5B
– –
-75
Closed -$5K
MGC icon
381
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
– –
-780
Closed -$119K
MGK icon
382
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.6B
– –
-275
Closed -$13K
MGM icon
383
MGM Resorts International
MGM
$11.1B
– –
-200
Closed -$9K
MGNI icon
384
Magnite
MGNI
$3.49B
– –
-230
Closed -$6K
MHD icon
385
BlackRock MuniHoldings Fund
MHD
$605M
– –
-1,500
Closed -$25K
MIR icon
386
Mirion Technologies
MIR
$3.8B
– –
-1,190
Closed -$12K
MMLP icon
387
Martin Midstream Partners
MMLP
$92.3M
– –
-738
Closed -$2K
MNKD icon
388
MannKind Corp
MNKD
$1.23B
– –
-130
Closed -$1K
MO icon
389
Altria Group
MO
$109B
– –
-100
Closed -$5K
MRK icon
390
Merck
MRK
$322B
– –
-351
Closed -$26K
MRVL icon
391
Marvell Technology
MRVL
$191B
– –
-1,500
Closed -$90K
MS icon
392
Morgan Stanley
MS
$338B
– –
-318
Closed -$31K
MSGS icon
393
Madison Square Garden
MSGS
$9.47B
– –
-10
Closed -$2K
MSOS icon
394
AdvisorShares Pure US Cannabis ETF
MSOS
$930M
– –
-2,290
Closed -$72K
MUB icon
395
iShares National Muni Bond ETF
MUB
$45.8B
– –
-360
Closed -$42K
MVST icon
396
Microvast
MVST
$288M
– –
-20
Closed –
NBTB icon
397
NBT Bancorp
NBTB
$2.75B
– –
-3,000
Closed -$108K
NCLH icon
398
Norwegian Cruise Line
NCLH
$8.59B
– –
-610
Closed -$16K
NE icon
399
Noble Corp
NE
$7.1B
– –
-165
Closed -$4K
NEE icon
400
NextEra Energy
NEE
$179B
– –
-27
Closed -$2K
14 15
16
17 18

Similar funds

MA
MSA Advisors Santa Monica, California $333M AUM 8.79% 1-Year Est. Return
LA
LFL Advisers Evanston, Illinois $332M AUM 20.17% 1-Year Est. Return
RWM
Rench Wealth Management Denton, Texas $332M AUM 25.74% 1-Year Est. Return
HAC
Harbor Advisory Corp Portsmouth, New Hampshire $333M AUM 20.54% 1-Year Est. Return
WHGC
Wealth High Governance Capital Sao Paulo, Brazil $333M AUM 125.87% 1-Year Est. Return
JCA
Juniper Capital Advisors Houston, Texas $332M AUM 102.57% 1-Year Est. Return
EAM
EdenTree Asset Management London, United Kingdom $332M AUM 16.64% 1-Year Est. Return
CPI
Crestview Partners IV New York $332M AUM 9.14% 1-Year Est. Return

Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.