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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXN icon
376
iShares Global Tech ETF
IXN
$9.36B
$10K 0.01%
180
– –
KBWD icon
377
Invesco KBW High Dividend Yield Financial ETF
KBWD
$426M
$10K 0.01%
475
– –
OUT icon
378
Outfront Media
OUT
$5.33B
$10K 0.01%
406
– –
PLTR icon
379
Palantir
PLTR
$407B
$10K 0.01%
433
– –
SPCE icon
380
Virgin Galactic
SPCE
$498M
$10K 0.01%
20
– –
TAXF icon
381
American Century Diversified Municipal Bond ETF
TAXF
$687M
$10K 0.01%
190
– –
TDOC icon
382
Teladoc Health
TDOC
$1.22B
$10K 0.01%
78
+4
+5% +$582
VAL icon
383
Valaris
VAL
$5.95B
$10K 0.01%
281
– –
BBL
384
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$10K 0.01%
200
– –
AGZ icon
385
iShares Agency Bond ETF
AGZ
$565M
$9K 0.01%
80
– –
EVX icon
386
VanEck Environmental Services ETF
EVX
$102M
$9K 0.01%
300
– –
FNDB icon
387
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.47B
$9K 0.01%
480
– –
IGIB icon
388
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$9K 0.01%
155
– –
IJR icon
389
iShares Core S&P Small-Cap ETF
IJR
$112B
$9K 0.01%
87
– –
MBB icon
390
iShares MBS ETF
MBB
$39.1B
$9K 0.01%
85
– –
MGM icon
391
MGM Resorts International
MGM
$11.1B
$9K 0.01%
200
– –
XYZ
392
Block Inc
XYZ
$46.9B
$9K 0.01%
39
– –
ARNA
393
DELISTED
Arena Pharmaceuticals Inc
ARNA
$9K 0.01%
150
-75
-33% -$4.43K
CGW icon
394
Invesco S&P Global Water Index ETF
CGW
$1.07B
$8K ﹤0.01%
147
– –
EZM icon
395
WisdomTree US MidCap Fund
EZM
$955M
$8K ﹤0.01%
150
– –
IJJ icon
396
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.02B
$8K ﹤0.01%
78
– –
JBLU icon
397
JetBlue
JBLU
$2.21B
$8K ﹤0.01%
503
– –
WFC icon
398
Wells Fargo
WFC
$265B
$8K ﹤0.01%
163
– –
APH icon
399
Amphenol
APH
$208B
$7K ﹤0.01%
200
– –
BND icon
400
Vanguard Total Bond Market
BND
$161B
$7K ﹤0.01%
80
– –
14 15
16
17 18

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RWM
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HAC
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WHGC
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.