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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REZI icon
376
Resideo Technologies
REZI
$3.1B
– –
-4
Closed –
RIOT icon
377
Riot Platforms
RIOT
$7.21B
– –
-25
Closed –
RMR icon
378
The RMR Group
RMR
$346M
– –
-1
Closed –
ROBO icon
379
ROBO Global Robotics & Automation Index ETF
ROBO
$2.13B
– –
-430
Closed -$19K
ROKU icon
380
Roku
ROKU
$22.9B
– –
-175
Closed -$20K
RSPR icon
381
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$99.9M
– –
-125
Closed -$3K
RTX icon
382
RTX Corp
RTX
$297B
– –
-383
Closed -$24K
RWJ icon
383
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
– –
-1,641
Closed -$30K
SAN icon
384
Banco Santander
SAN
$211B
– –
-522
Closed -$1K
SBUX icon
385
Starbucks
SBUX
$124B
– –
-25
Closed -$2K
SCHH icon
386
Schwab US REIT ETF
SCHH
$11.4B
– –
-1,170
Closed -$21K
SCHW
387
Charles Schwab
SCHW
$190B
– –
-495
Closed -$17K
SDY icon
388
State Street SPDR S&P Dividend ETF
SDY
$22.2B
– –
-225
Closed -$21K
SEVN
389
Seven Hills Realty Trust
SEVN
$175M
– –
-7,277
Closed -$85K
SFIX
390
Stitch Fix
SFIX
$490M
– –
-12,040
Closed -$300K
SH icon
391
ProShares Short S&P500
SH
$838M
– –
-2,444
Closed -$219K
SHOP icon
392
Shopify
SHOP
$204B
– –
-100
Closed -$9K
SHY icon
393
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
– –
-156
Closed -$14K
SIRI icon
394
SiriusXM
SIRI
$9.43B
– –
-235
Closed -$14K
SJNK icon
395
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.81B
– –
-4,173
Closed -$105K
SLQD icon
396
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
– –
-285
Closed -$15K
SLV icon
397
iShares Silver Trust
SLV
$31.3B
– –
-7,930
Closed -$135K
SMLV icon
398
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$262M
– –
-125
Closed -$10K
SMOG icon
399
VanEck Low Carbon Energy ETF
SMOG
$135M
– –
-1,885
Closed -$154K
SNAP icon
400
Snap
SNAP
$9B
– –
-287
Closed -$7K
14 15
16
17 18

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EAM
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HLAM
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Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.