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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-17.17%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$89.9M
AUM Growth
-$20M
Cap. Flow
+$2.82M
Cap. Flow %
3.14%
Top 10 Hldgs %
28.06%
Holding
521
New
55
Increased
94
Reduced
92
Closed
54

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$817K
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$778K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$647K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$370K

Top Sells

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$465K
2
IAU icon
iShares Gold Trust
IAU
+$429K
3
CIM
Chimera Investment
CIM
+$365K
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$348K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$328K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.35%
2 Technology 3.72%
3 Communication Services 3.43%
4 Financials 1.59%
5 Utilities 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRZN icon
376
Horizon Technology Finance
HRZN
$341M
$3K ﹤0.01%
+315
New +$3.71K
LYG icon
377
Lloyds Banking Group
LYG
$90.1B
$3K ﹤0.01%
1,811
– –
OHI icon
378
Omega Healthcare
OHI
$14B
$3K ﹤0.01%
100
– –
PGNY icon
379
Progyny
PGNY
$2B
$3K ﹤0.01%
150
– –
SNAP icon
380
Snap
SNAP
$8.95B
$3K ﹤0.01%
287
– –
WFC icon
381
Wells Fargo
WFC
$267B
$3K ﹤0.01%
100
– –
WM icon
382
Waste Management
WM
$89.8B
$3K ﹤0.01%
31
– –
XRT icon
383
State Street SPDR S&P Retail ETF
XRT
$643M
$3K ﹤0.01%
95
– –
YVR
384
DELISTED
Liquid Media Group Ltd. Common Shares
YVR
$3K ﹤0.01%
+250
New +$2.1K
TWTR
385
DELISTED
Twitter, Inc.
TWTR
$3K ﹤0.01%
125
– –
UWT
386
DELISTED
VelocityShares3x Long Crude Oil ETNs linked to the S&P GSCI Crude Oil Index ER
UWT
$3K ﹤0.01%
+18,000
New +$126K
S
387
DELISTED
Sprint Corporation
S
$3K ﹤0.01%
405
– –
BP icon
388
BP
BP
$110B
$2K ﹤0.01%
125
– –
BTZ icon
389
BlackRock Credit Allocation Income Trust
BTZ
$965M
$2K ﹤0.01%
205
– –
DAL icon
390
Delta Air Lines
DAL
$60.3B
$2K ﹤0.01%
75
– –
DOC icon
391
Healthpeak Properties
DOC
$14.4B
$2K ﹤0.01%
81
+1
+1% +$33
DX
392
Dynex Capital
DX
$3.24B
$2K ﹤0.01%
200
– –
FPF
393
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.09B
$2K ﹤0.01%
135
– –
HSBC icon
394
HSBC
HSBC
$357B
$2K ﹤0.01%
+55
New +$1.91K
IEV icon
395
iShares Europe ETF
IEV
$1.7B
$2K ﹤0.01%
50
– –
IJT icon
396
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.43B
$2K ﹤0.01%
24
– –
ADAM
397
Adamas Trust
ADAM
$916M
$2K ﹤0.01%
250
– –
OCSL icon
398
Oaktree Specialty Lending
OCSL
$1.15B
$2K ﹤0.01%
175
– –
PKG icon
399
Packaging Corp of America
PKG
$22.9B
$2K ﹤0.01%
21
+1
+5% +$97
PLUG icon
400
Plug Power
PLUG
$3.17B
$2K ﹤0.01%
500
– –
14 15
16
17 18

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HLAM
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Joseph P. Lucia & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Joseph P. Lucia & Associates held 521 positions worth $89.9M, down 18% from $110M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates deployed $2.82M of net new capital in Q1 2020, opening 55 new positions and adding to 94 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.4% of assets, up from 3.2% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was First Trust Dow Jones Internet Index Fund ETF, an estimated $465K trimmed.

  • Joseph P. Lucia & Associates's largest Q1 2020 buy was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.
  • Joseph P. Lucia & Associates added most to iShares 20+ Year Treasury Bond ETF in Q1 2020, an estimated $817K increase.
  • Joseph P. Lucia & Associates's biggest Q1 2020 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $465K.
  • Joseph P. Lucia & Associates fully exited State Street SPDR S&P Oil & Gas Equipment & Services ETF in Q1 2020, selling an estimated $192K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $89.9M portfolio in Q1 2020.
  • Joseph P. Lucia & Associates opened 55 new positions and closed 54 in Q1 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 18% quarter-over-quarter to $89.9M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2020, filed 22 Apr 2020.