JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $244M
This Quarter Return
-17.17%
1 Year Return
+14.35%
3 Year Return
+60.39%
5 Year Return
+87.61%
10 Year Return
–
AUM
$89.9M
AUM Growth
+$89.9M
Cap. Flow
+$2.57M
Cap. Flow %
2.86%
Top 10 Hldgs %
28.06%
Holding
535
New
55
Increased
94
Reduced
92
Closed
54

Top Buys

1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$904K
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$821K
3
SMH icon
VanEck Semiconductor ETF
SMH
$562K
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$336K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
$315K

Top Sells

1
IAU icon
iShares Gold Trust
IAU
$428K
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$416K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
$286K
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
$264K
5
XES icon
SPDR S&P Oil & Gas Equipment & Services ETF
XES
$192K

Sector Composition

1 Consumer Discretionary 4.35%
2 Technology 3.72%
3 Communication Services 3.43%
4 Financials 1.59%
5 Utilities 0.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HON icon
376
Honeywell
HON
$138B
$3K ﹤0.01%
25
– –
HRZN icon
377
Horizon Technology Finance
HRZN
$297M
$3K ﹤0.01%
+315
New +$3K
LYG icon
378
Lloyds Banking Group
LYG
$63.6B
$3K ﹤0.01%
1,811
– –
OHI icon
379
Omega Healthcare
OHI
$12.6B
$3K ﹤0.01%
100
– –
PGNY icon
380
Progyny
PGNY
$2.01B
$3K ﹤0.01%
150
– –
SNAP icon
381
Snap
SNAP
$12.4B
$3K ﹤0.01%
287
– –
WFC icon
382
Wells Fargo
WFC
$262B
$3K ﹤0.01%
100
– –
WM icon
383
Waste Management
WM
$90.9B
$3K ﹤0.01%
31
– –
XRT icon
384
SPDR S&P Retail ETF
XRT
$426M
$3K ﹤0.01%
95
– –
YVR
385
DELISTED
Liquid Media Group Ltd. Common Shares
YVR
$3K ﹤0.01%
+1,000
New +$3K
TWTR
386
DELISTED
Twitter, Inc.
TWTR
$3K ﹤0.01%
125
– –
S
387
DELISTED
Sprint Corporation
S
$3K ﹤0.01%
405
– –
BP icon
388
BP
BP
$90.8B
$2K ﹤0.01%
125
– –
BTZ icon
389
BlackRock Credit Allocation Income Trust
BTZ
$1.02B
$2K ﹤0.01%
205
– –
DAL icon
390
Delta Air Lines
DAL
$39.9B
$2K ﹤0.01%
75
– –
DOC icon
391
Healthpeak Properties
DOC
$12.5B
$2K ﹤0.01%
81
+1
+1% +$25
DX
392
Dynex Capital
DX
$1.62B
$2K ﹤0.01%
200
– –
FPF
393
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.16B
$2K ﹤0.01%
135
– –
HSBC icon
394
HSBC
HSBC
$222B
$2K ﹤0.01%
+55
New +$2K
IEV icon
395
iShares Europe ETF
IEV
$2.29B
$2K ﹤0.01%
50
– –
IJT icon
396
iShares S&P Small-Cap 600 Growth ETF
IJT
$6.22B
$2K ﹤0.01%
12
– –
NYMT
397
New York Mortgage Trust
NYMT
$642M
$2K ﹤0.01%
1,000
– –
OCSL icon
398
Oaktree Specialty Lending
OCSL
$1.22B
$2K ﹤0.01%
525
– –
PKG icon
399
Packaging Corp of America
PKG
$19.5B
$2K ﹤0.01%
21
+1
+5% +$95
PLUG icon
400
Plug Power
PLUG
$1.71B
$2K ﹤0.01%
500
– –
14 15
16
17 18