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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-4.69%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$14.3M
Cap. Flow
-$7.47M
Cap. Flow %
-5.87%
Top 10 Hldgs %
33.39%
Holding
484
New
–
Increased
56
Reduced
35
Closed
373

Top Buys

Rank Stock Value
1
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$478K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$475K
3
TSLA icon
Tesla
TSLA
+$404K
4
AAPL icon
Apple
AAPL
+$397K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$296K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$318K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$252K
3
PEY icon
Invesco High Yield Equity Dividend Achievers ETF
PEY
+$200K
4
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$200K
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$198K

Sector Composition

Rank Sector Weight
1 Technology 5.53%
2 Consumer Discretionary 2.91%
3 Communication Services 2.07%
4 Utilities 0.65%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEJ icon
351
Invesco Leisure and Entertainment ETF
PEJ
$311M
– –
-3,904
Closed -$142K
PEP icon
352
PepsiCo
PEP
$189B
– –
-1
Closed –
PEY icon
353
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
– –
-9,709
Closed -$200K
PFE icon
354
Pfizer
PFE
$150B
– –
-966
Closed -$51K
PFFD icon
355
Global X US Preferred ETF
PFFD
$2.17B
– –
-4,275
Closed -$91K
PFG icon
356
Principal Financial Group
PFG
$24.2B
– –
-305
Closed -$20K
PFIX icon
357
Simplify Interest Rate Hedge ETF
PFIX
$178M
– –
-450
Closed -$25K
PFLD icon
358
AAM Low Duration Preferred and Income Securities ETF
PFLD
$409M
– –
-800
Closed -$18K
PG icon
359
Procter & Gamble
PG
$336B
– –
-100
Closed -$14K
PGX icon
360
Invesco Preferred ETF
PGX
$3.77B
– –
-5,505
Closed -$68K
PHO icon
361
Invesco Water Resources ETF
PHO
$2.06B
– –
-574
Closed -$27K
PKB icon
362
Invesco Building & Construction ETF
PKB
$397M
– –
-675
Closed -$25K
PLTR icon
363
Palantir
PLTR
$415B
– –
-25
Closed –
PLUG icon
364
Plug Power
PLUG
$3.17B
– –
-28
Closed –
PM icon
365
Philip Morris
PM
$290B
– –
-200
Closed -$20K
POWA icon
366
Invesco Bloomberg Pricing Power ETF
POWA
$183M
– –
-650
Closed -$41K
POWW icon
367
Outdoor Holding Co
POWW
$273M
– –
-7
Closed –
PRU icon
368
Prudential Financial
PRU
$42.2B
– –
-825
Closed -$79K
PTON icon
369
Peloton Interactive
PTON
$2.38B
– –
-20
Closed –
PYPL icon
370
PayPal
PYPL
$50.1B
– –
-522
Closed -$36K
QCOM icon
371
Qualcomm
QCOM
$171B
– –
-125
Closed -$16K
QRVO icon
372
Qorvo
QRVO
$8.57B
– –
-15
Closed -$1K
RCL icon
373
Royal Caribbean
RCL
$82.2B
– –
-9
Closed –
REGN icon
374
Regeneron Pharmaceuticals
REGN
$82.2B
– –
-61
Closed -$36K
REZI icon
375
Resideo Technologies
REZI
$3.69B
– –
-4
Closed –
13 14
15
16 17

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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2022 Portfolio in Review

As of Q3 2022, Joseph P. Lucia & Associates held 484 positions worth $127M, down 10% from $142M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $7.47M in Q3 2022, closing 373 positions and reducing 35 holdings. Its most notable exit was Fidelity MSCI Materials Index ETF, an estimated $200K position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Joseph P. Lucia & Associates added an estimated $478K to ProShares S&P 500 Dividend Aristocrats ETF.

  • Joseph P. Lucia & Associates added most to ProShares S&P 500 Dividend Aristocrats ETF in Q3 2022, an estimated $478K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2022 reduction was Schwab US TIPS ETF, cutting an estimated $318K.
  • Joseph P. Lucia & Associates fully exited Fidelity MSCI Materials Index ETF in Q3 2022, selling an estimated $200K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $127M portfolio in Q3 2022.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 373 in Q3 2022.
  • Joseph P. Lucia & Associates's portfolio value fell 10% quarter-over-quarter to $127M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.