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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
K
351
DELISTED
Kellanova
K
– –
-98
Closed -$6K
KBE icon
352
State Street SPDR S&P Bank ETF
KBE
$1.73B
– –
-350
Closed -$19K
KBWD icon
353
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
– –
-475
Closed -$10K
KMB icon
354
Kimberly-Clark
KMB
$36.1B
– –
-18
Closed -$2K
KMI icon
355
Kinder Morgan
KMI
$70.1B
– –
-1,643
Closed -$27K
KO icon
356
Coca-Cola
KO
$372B
– –
-88
Closed -$5K
KOPN icon
357
Kopin
KOPN
$964M
– –
-1
Closed –
KSS icon
358
Kohl's
KSS
$2.1B
– –
-656
Closed -$31K
KWEB icon
359
KraneShares CSI China Internet ETF
KWEB
$5.56B
– –
-20
Closed -$1K
LCID icon
360
Lucid Motors
LCID
$2.64B
– –
-173
Closed -$44K
LNSR icon
361
LENSAR
LNSR
$74.1M
– –
-7
Closed –
LOUP
362
Innovator Deepwater Frontier Tech ETF
LOUP
$224M
– –
-140
Closed -$7K
LOW icon
363
Lowe's Companies
LOW
$124B
– –
-136
Closed -$28K
LPLA icon
364
LPL Financial
LPLA
$29.2B
– –
-18
Closed -$3K
LVHD icon
365
Franklin US Low Volatility High Dividend Index ETF
LVHD
$624M
– –
-170
Closed -$6K
LVS icon
366
Las Vegas Sands
LVS
$29.6B
– –
-88
Closed -$3K
LYG icon
367
Lloyds Banking Group
LYG
$88.5B
– –
-1,811
Closed -$4K
LYV icon
368
Live Nation Entertainment
LYV
$42.7B
– –
-1,756
Closed -$160K
MA icon
369
Mastercard
MA
$492B
– –
-207
Closed -$72K
MAR icon
370
Marriott International
MAR
$91.1B
– –
-650
Closed -$96K
MAT icon
371
Mattel
MAT
$4.29B
– –
-230
Closed -$4K
MBB icon
372
iShares MBS ETF
MBB
$39B
– –
-85
Closed -$9K
MCD icon
373
McDonald's
MCD
$194B
– –
-67
Closed -$16K
MCHP icon
374
Microchip Technology
MCHP
$44B
– –
-30
Closed -$2K
MCK icon
375
McKesson
MCK
$105B
– –
-8
Closed -$2K
13 14
15
16 17

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MA
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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.