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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
351
Biogen
BIIB
$30.4B
$13K 0.01%
46
– –
EEM icon
352
iShares MSCI Emerging Markets ETF
EEM
$30.4B
$13K 0.01%
250
– –
MGK icon
353
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.7B
$13K 0.01%
275
– –
VWO icon
354
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$13K 0.01%
250
– –
MVPS
355
DELISTED
Amplify Thematic All-Stars ETF
MVPS
$13K 0.01%
+538
New +$13.9K
CFMS
356
DELISTED
Conformis, Inc. Common Stock
CFMS
$13K 0.01%
400
– –
CIBR icon
357
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.7B
$12K 0.01%
250
– –
IEV icon
358
iShares Europe ETF
IEV
$1.69B
$12K 0.01%
235
– –
MIR icon
359
Mirion Technologies
MIR
$3.76B
$12K 0.01%
1,190
-40
-3% -$404
NVAX icon
360
Novavax
NVAX
$1.3B
$12K 0.01%
56
– –
SPFF icon
361
Global X SuperIncome Preferred ETF
SPFF
$142M
$12K 0.01%
1,020
– –
VCIT icon
362
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.7B
$12K 0.01%
125
– –
AOD
363
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$11K 0.01%
1,100
+100
+10% +$1.02K
CHWY icon
364
Chewy
CHWY
$9.1B
$11K 0.01%
165
– –
HYDR icon
365
Global X Hydrogen ETF
HYDR
$105M
$11K 0.01%
+100
New +$11.5K
IJK icon
366
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$11K 0.01%
136
– –
INVH icon
367
Invitation Homes
INVH
$17.7B
$11K 0.01%
280
– –
IWP icon
368
iShares Russell Mid-Cap Growth ETF
IWP
$21B
$11K 0.01%
100
– –
NMM icon
369
Navios Maritime Partners
NMM
$2.23B
$11K 0.01%
347
– –
SMLV icon
370
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$259M
$11K 0.01%
100
-25
-20% -$2.82K
BIDU icon
371
Baidu
BIDU
$35.2B
$10K 0.01%
62
– –
DUK icon
372
Duke Energy
DUK
$96.1B
$10K 0.01%
100
-166
-62% -$17.2K
FXA icon
373
Invesco CurrencyShares Australian Dollar Trust
FXA
$98.1M
$10K 0.01%
145
– –
GIGB icon
374
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$971M
$10K 0.01%
190
– –
GRWG icon
375
GrowGeneration
GRWG
$112M
$10K 0.01%
400
– –
13 14
15
16 17

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RWM
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HAC
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WHGC
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.