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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-17.17%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$89.9M
AUM Growth
-$20M
Cap. Flow
+$2.82M
Cap. Flow %
3.14%
Top 10 Hldgs %
28.06%
Holding
521
New
55
Increased
94
Reduced
92
Closed
54

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$817K
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$778K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$647K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$370K

Top Sells

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$465K
2
IAU icon
iShares Gold Trust
IAU
+$429K
3
CIM
Chimera Investment
CIM
+$365K
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$348K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$328K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.35%
2 Technology 3.72%
3 Communication Services 3.43%
4 Financials 1.59%
5 Utilities 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIX
351
Western Asset High Income Fund II
HIX
$357M
$4K ﹤0.01%
+800
New +$5.05K
IJJ icon
352
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.08B
$4K ﹤0.01%
78
– –
IJR icon
353
iShares Core S&P Small-Cap ETF
IJR
$113B
$4K ﹤0.01%
76
– –
JBLU icon
354
JetBlue
JBLU
$2.19B
$4K ﹤0.01%
+500
New +$8.29K
MET icon
355
MetLife
MET
$61.9B
$4K ﹤0.01%
122
– –
MO icon
356
Altria Group
MO
$109B
$4K ﹤0.01%
100
– –
NMFC icon
357
New Mountain Finance
NMFC
$736M
$4K ﹤0.01%
+575
New +$7.1K
NSC icon
358
Norfolk Southern
NSC
$75.9B
$4K ﹤0.01%
25
– –
ORC
359
Orchid Island Capital
ORC
$1.32B
$4K ﹤0.01%
300
+200
+200% +$5.41K
SHOP icon
360
Shopify
SHOP
$204B
$4K ﹤0.01%
100
– –
UNP icon
361
Union Pacific
UNP
$177B
$4K ﹤0.01%
30
– –
VBR icon
362
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
$4K ﹤0.01%
50
– –
VOX icon
363
Vanguard Communication Services ETF
VOX
$5.88B
$4K ﹤0.01%
55
– –
Z icon
364
Zillow
Z
$8.08B
$4K ﹤0.01%
+100
New +$4.62K
ALX
365
Alexander's
ALX
$1.4B
$3K ﹤0.01%
10
– –
CI icon
366
Cigna
CI
$73.5B
$3K ﹤0.01%
17
– –
CIM
367
Chimera Investment
CIM
$993M
$3K ﹤0.01%
128
-6,425
-98% -$365K
CLF icon
368
Cleveland-Cliffs
CLF
$6.93B
$3K ﹤0.01%
+800
New +$5.03K
CMCSA icon
369
Comcast
CMCSA
$92.9B
$3K ﹤0.01%
72
– –
EUFN icon
370
iShares MSCI Europe Financials ETF
EUFN
$4.3B
$3K ﹤0.01%
200
– –
EXEL icon
371
Exelixis
EXEL
$12.5B
$3K ﹤0.01%
+200
New +$3.66K
GD icon
372
General Dynamics
GD
$106B
$3K ﹤0.01%
20
– –
HAL icon
373
Halliburton
HAL
$27.4B
$3K ﹤0.01%
480
+45
+10% +$783
HLIT icon
374
Harmonic Inc
HLIT
$1.42B
$3K ﹤0.01%
450
– –
HON icon
375
Honeywell
HON
$74.2B
$3K ﹤0.01%
27
– –
13 14
15
16 17

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Joseph P. Lucia & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Joseph P. Lucia & Associates held 521 positions worth $89.9M, down 18% from $110M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates deployed $2.82M of net new capital in Q1 2020, opening 55 new positions and adding to 94 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.4% of assets, up from 3.2% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was First Trust Dow Jones Internet Index Fund ETF, an estimated $465K trimmed.

  • Joseph P. Lucia & Associates's largest Q1 2020 buy was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.
  • Joseph P. Lucia & Associates added most to iShares 20+ Year Treasury Bond ETF in Q1 2020, an estimated $817K increase.
  • Joseph P. Lucia & Associates's biggest Q1 2020 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $465K.
  • Joseph P. Lucia & Associates fully exited State Street SPDR S&P Oil & Gas Equipment & Services ETF in Q1 2020, selling an estimated $192K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $89.9M portfolio in Q1 2020.
  • Joseph P. Lucia & Associates opened 55 new positions and closed 54 in Q1 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 18% quarter-over-quarter to $89.9M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2020, filed 22 Apr 2020.