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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJJ icon
351
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.02B
$6K 0.01%
78
– –
IJR icon
352
iShares Core S&P Small-Cap ETF
IJR
$112B
$6K 0.01%
76
– –
K
353
DELISTED
Kellanova
K
$6K 0.01%
98
– –
LVS icon
354
Las Vegas Sands
LVS
$29.6B
$6K 0.01%
100
– –
MTR
355
Mesa Royalty Trust
MTR
$5.29M
$6K 0.01%
+750
New +$6.69K
NAK
356
Northern Dynasty Minerals
NAK
$953M
$6K 0.01%
10,000
-200
-2% -$129
ADAM
357
Adamas Trust
ADAM
$919M
$6K 0.01%
+250
New +$6.15K
OLN icon
358
Olin
OLN
$2.18B
$6K 0.01%
200
– –
WOOD icon
359
iShares Global Timber & Forestry ETF
WOOD
$270M
$6K 0.01%
100
– –
APH icon
360
Amphenol
APH
$206B
$5K 0.01%
200
– –
BP icon
361
BP
BP
$111B
$5K 0.01%
125
-2
-2% -$76
FAZ
362
Direxion Daily Financial Bear 3x ETF
FAZ
$86M
$5K 0.01%
2
– –
HAL icon
363
Halliburton
HAL
$28.2B
$5K 0.01%
250
– –
HUM icon
364
Humana
HUM
$44.8B
$5K 0.01%
20
– –
LYG icon
365
Lloyds Banking Group
LYG
$88.4B
$5K 0.01%
1,811
– –
UNP icon
366
Union Pacific
UNP
$174B
$5K 0.01%
30
– –
WFC icon
367
Wells Fargo
WFC
$264B
$5K 0.01%
100
– –
PBCT
368
DELISTED
People's United Financial Inc
PBCT
$5K 0.01%
318
– –
AKS
369
DELISTED
AK Steel Holding Corp
AKS
$5K 0.01%
2,200
– –
AUDC icon
370
AudioCodes
AUDC
$253M
$4K ﹤0.01%
+200
New +$3.59K
DAL icon
371
Delta Air Lines
DAL
$59.5B
$4K ﹤0.01%
75
– –
EUFN icon
372
iShares MSCI Europe Financials ETF
EUFN
$4.27B
$4K ﹤0.01%
200
– –
GD icon
373
General Dynamics
GD
$106B
$4K ﹤0.01%
20
– –
HON icon
374
Honeywell
HON
$72.9B
$4K ﹤0.01%
27
– –
INO icon
375
Inovio Pharmaceuticals
INO
$78.6M
$4K ﹤0.01%
171
– –
13 14
15
16 17

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RWM
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HAC
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WHGC
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.