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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-4.69%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$14.3M
Cap. Flow
-$7.47M
Cap. Flow %
-5.87%
Top 10 Hldgs %
33.39%
Holding
484
New
–
Increased
56
Reduced
35
Closed
373

Top Buys

Rank Stock Value
1
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$478K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$475K
3
TSLA icon
Tesla
TSLA
+$404K
4
AAPL icon
Apple
AAPL
+$397K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$296K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$318K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$252K
3
PEY icon
Invesco High Yield Equity Dividend Achievers ETF
PEY
+$200K
4
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$200K
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$198K

Sector Composition

Rank Sector Weight
1 Technology 5.53%
2 Consumer Discretionary 2.91%
3 Communication Services 2.07%
4 Utilities 0.65%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
326
Annaly Capital Management
NLY
$17.6B
– –
-580
Closed -$14K
NMM icon
327
Navios Maritime Partners
NMM
$2.26B
– –
-80
Closed -$2K
NOC icon
328
Northrop Grumman
NOC
$82.2B
– –
-15
Closed -$7K
NSC icon
329
Norfolk Southern
NSC
$75.1B
– –
-25
Closed -$6K
NVAX icon
330
Novavax
NVAX
$1.31B
– –
-56
Closed -$3K
NVO
331
Novo Nordisk
NVO
$203B
– –
-620
Closed -$35K
NVTS icon
332
Navitas Semiconductor
NVTS
$3.69B
– –
-80
Closed –
NXP icon
333
Nuveen Select Tax-Free Income Portfolio
NXP
$899M
– –
-2
Closed –
NXRT
334
NexPoint Residential Trust
NXRT
$632M
– –
-1,000
Closed -$63K
NXTG icon
335
First Trust Indxx NextG ETF
NXTG
$572M
– –
-495
Closed -$32K
NYF icon
336
iShares New York Muni Bond ETF
NYF
$1.41B
– –
-1,671
Closed -$88K
OCGN icon
337
Ocugen
OCGN
$465M
– –
-1,024
Closed -$2K
OCSL icon
338
Oaktree Specialty Lending
OCSL
$1.12B
– –
-175
Closed -$3K
OEF icon
339
iShares S&P 100 ETF
OEF
$20.4B
– –
-100
Closed -$17K
OMC icon
340
Omnicom Group
OMC
$23.3B
– –
-97
Closed -$6K
OMEX icon
341
Odyssey Marine Exploration
OMEX
$51M
– –
-501
Closed -$2K
ONLN icon
342
ProShares Online Retail ETF
ONLN
$65.5M
– –
-1,555
Closed -$51K
ORCL icon
343
Oracle
ORCL
$440B
– –
-995
Closed -$70K
OXY icon
344
Occidental Petroleum
OXY
$58.6B
– –
-400
Closed -$24K
PARA
345
DELISTED
Paramount Global Class B
PARA
– –
-750
Closed -$19K
PAVE icon
346
Global X US Infrastructure Development ETF
PAVE
$14.4B
– –
-8,711
Closed -$198K
PAWZ icon
347
ProShares Pet Care ETF
PAWZ
$33.6M
– –
-1,745
Closed -$92K
PBE icon
348
Invesco Biotechnology & Genome ETF
PBE
$358M
– –
-638
Closed -$37K
PBR icon
349
Petrobras
PBR
$116B
– –
-1
Closed –
PCY icon
350
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
– –
-9,661
Closed -$179K
12 13
14
15 16

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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2022 Portfolio in Review

As of Q3 2022, Joseph P. Lucia & Associates held 484 positions worth $127M, down 10% from $142M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $7.47M in Q3 2022, closing 373 positions and reducing 35 holdings. Its most notable exit was Fidelity MSCI Materials Index ETF, an estimated $200K position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Joseph P. Lucia & Associates added an estimated $478K to ProShares S&P 500 Dividend Aristocrats ETF.

  • Joseph P. Lucia & Associates added most to ProShares S&P 500 Dividend Aristocrats ETF in Q3 2022, an estimated $478K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2022 reduction was Schwab US TIPS ETF, cutting an estimated $318K.
  • Joseph P. Lucia & Associates fully exited Fidelity MSCI Materials Index ETF in Q3 2022, selling an estimated $200K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $127M portfolio in Q3 2022.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 373 in Q3 2022.
  • Joseph P. Lucia & Associates's portfolio value fell 10% quarter-over-quarter to $127M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.