We are live on ! Find out more
JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOO icon
326
iShares Global 100 ETF
IOO
$9.41B
– –
-101
Closed -$7K
IPO icon
327
Renaissance IPO ETF
IPO
$159M
– –
-1,030
Closed -$66K
IQ icon
328
iQIYI
IQ
$1.3B
– –
-10
Closed –
IQLT icon
329
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
– –
-521
Closed -$20K
IQV icon
330
IQVIA
IQV
$40.1B
– –
-12
Closed -$3K
IT icon
331
Gartner
IT
$11.8B
– –
-10
Closed -$3K
ITB icon
332
iShares US Home Construction ETF
ITB
$2.4B
– –
-1,470
Closed -$97K
IUSV icon
333
iShares Core S&P US Value ETF
IUSV
$27.8B
– –
-390
Closed -$28K
IVE icon
334
iShares S&P 500 Value ETF
IVE
$50B
– –
-175
Closed -$25K
IVV icon
335
iShares Core S&P 500 ETF
IVV
$902B
– –
-105
Closed -$45K
IWD icon
336
iShares Russell 1000 Value ETF
IWD
$84B
– –
-200
Closed -$31K
IWF icon
337
iShares Russell 1000 Growth ETF
IWF
$127B
– –
-1,000
Closed -$69K
IWM icon
338
iShares Russell 2000 ETF
IWM
$81.8B
– –
-105
Closed -$23K
IWP icon
339
iShares Russell Mid-Cap Growth ETF
IWP
$20.8B
– –
-100
Closed -$11K
IWS icon
340
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
– –
-221
Closed -$25K
IWV icon
341
iShares Russell 3000 ETF
IWV
$20.4B
– –
-155
Closed -$40K
IXN icon
342
iShares Global Tech ETF
IXN
$9.2B
– –
-180
Closed -$10K
IYF icon
343
iShares US Financials ETF
IYF
$4.4B
– –
-570
Closed -$47K
IYH icon
344
iShares US Healthcare ETF
IYH
$3.76B
– –
-875
Closed -$48K
JBLU icon
345
JetBlue
JBLU
$2.19B
– –
-503
Closed -$8K
JD icon
346
JD.com
JD
$43.1B
– –
-57
Closed -$4K
JHI
347
John Hancock Investors Trust
JHI
$118M
– –
-300
Closed -$6K
JNJ icon
348
Johnson & Johnson
JNJ
$626B
– –
-236
Closed -$38K
JNK icon
349
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
– –
-823
Closed -$90K
JPM icon
350
JPMorgan Chase
JPM
$962B
– –
-2,098
Closed -$344K
12 13
14
15 16

Similar funds

MA
MSA Advisors Santa Monica, California $333M AUM 8.79% 1-Year Est. Return
LA
LFL Advisers Evanston, Illinois $332M AUM 20.17% 1-Year Est. Return
RWM
Rench Wealth Management Denton, Texas $332M AUM 25.74% 1-Year Est. Return
HAC
Harbor Advisory Corp Portsmouth, New Hampshire $333M AUM 20.54% 1-Year Est. Return
WHGC
Wealth High Governance Capital Sao Paulo, Brazil $333M AUM 125.87% 1-Year Est. Return
JCA
Juniper Capital Advisors Houston, Texas $332M AUM 102.57% 1-Year Est. Return
EAM
EdenTree Asset Management London, United Kingdom $332M AUM 16.64% 1-Year Est. Return
CPI
Crestview Partners IV New York $332M AUM 9.14% 1-Year Est. Return

Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.