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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRPN icon
326
Groupon
GRPN
$889M
$17K 0.01%
744
-35
-4% -$1.03K
MDIV icon
327
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$17K 0.01%
1,025
-700
-41% -$11.7K
STM icon
328
STMicroelectronics
STM
$49.1B
$17K 0.01%
400
– –
AMGN icon
329
Amgen
AMGN
$224B
$16K 0.01%
75
– –
CLF icon
330
Cleveland-Cliffs
CLF
$7.08B
$16K 0.01%
800
– –
HPF
331
John Hancock Preferred Income Fund II
HPF
$345M
$16K 0.01%
721
– –
MCD icon
332
McDonald's
MCD
$194B
$16K 0.01%
67
– –
NCLH icon
333
Norwegian Cruise Line
NCLH
$8.59B
$16K 0.01%
610
– –
PG icon
334
Procter & Gamble
PG
$338B
$16K 0.01%
114
– –
RUN icon
335
Sunrun
RUN
$2.42B
$16K 0.01%
+370
New +$17.7K
RWJ icon
336
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$16K 0.01%
411
– –
VTIP icon
337
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$16K 0.01%
300
– –
GDX icon
338
VanEck Gold Miners ETF
GDX
$27.5B
$15K 0.01%
500
– –
GIS icon
339
General Mills
GIS
$20.2B
$15K 0.01%
250
– –
MDYV icon
340
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.87B
$15K 0.01%
220
– –
OPI
341
DELISTED
Office Properties Income Trust
OPI
$15K 0.01%
578
– –
RIOT icon
342
Riot Platforms
RIOT
$7.6B
$15K 0.01%
570
– –
SHM icon
343
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$15K 0.01%
300
– –
VYM icon
344
Vanguard High Dividend Yield ETF
VYM
$83.8B
$15K 0.01%
145
– –
JPS
345
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$15K 0.01%
1,500
– –
ETV
346
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$14K 0.01%
850
+100
+13% +$1.65K
IEI icon
347
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$14K 0.01%
110
– –
QLTA icon
348
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.21B
$14K 0.01%
245
– –
SIRI icon
349
SiriusXM
SIRI
$9.61B
$14K 0.01%
224
– –
WTI icon
350
W&T Offshore
WTI
$575M
$14K 0.01%
3,745
– –
12 13
14
15 16

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RWM
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HAC
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WHGC
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.