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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
326
Norfolk Southern
NSC
$76.1B
– –
-25
Closed -$4K
NUGT icon
327
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.16B
– –
-30
Closed -$2K
NVAX icon
328
Novavax
NVAX
$1.35B
– –
-50
Closed -$4K
NVDA icon
329
NVIDIA
NVDA
$5.46T
– –
-17,320
Closed -$165K
NVO
330
Novo Nordisk
NVO
$203B
– –
-620
Closed -$20K
NYF icon
331
iShares New York Muni Bond ETF
NYF
$1.41B
– –
-3,419
Closed -$197K
ADAM
332
Adamas Trust
ADAM
$916M
– –
-500
Closed -$5K
OCGN icon
333
Ocugen
OCGN
$458M
– –
-1,024
Closed –
OCSL icon
334
Oaktree Specialty Lending
OCSL
$1.15B
– –
-175
Closed -$2K
OHI icon
335
Omega Healthcare
OHI
$14B
– –
-100
Closed -$3K
OLN icon
336
Olin
OLN
$2.17B
– –
-200
Closed -$6K
OMC icon
337
Omnicom Group
OMC
$24.1B
– –
-97
Closed -$5K
OMEX icon
338
Odyssey Marine Exploration
OMEX
$53.7M
– –
-101
Closed –
OPI
339
DELISTED
Office Properties Income Trust
OPI
– –
-578
Closed -$15K
ORC
340
Orchid Island Capital
ORC
$1.33B
– –
-500
Closed -$12K
ORCL icon
341
Oracle
ORCL
$448B
– –
-2,195
Closed -$121K
OTIS icon
342
Otis Worldwide
OTIS
$28B
– –
-75
Closed -$4K
OUT icon
343
Outfront Media
OUT
$5.28B
– –
-406
Closed -$6K
PAWZ icon
344
ProShares Pet Care ETF
PAWZ
$33.8M
– –
-100
Closed -$5K
PBE icon
345
Invesco Biotechnology & Genome ETF
PBE
$359M
– –
-638
Closed -$37K
PBR icon
346
Petrobras
PBR
$116B
– –
-1
Closed –
PDSB icon
347
PDS Biotechnology
PDSB
$13M
– –
-25
Closed –
PEG icon
348
Public Service Enterprise Group
PEG
$37.7B
– –
-300
Closed -$15K
PEJ icon
349
Invesco Leisure and Entertainment ETF
PEJ
$314M
– –
-1,232
Closed -$36K
PENN icon
350
PENN Entertainment
PENN
$2.52B
– –
-115
Closed -$4K
12 13
14
15 16

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ACMC
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HLAM
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Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.