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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-17.17%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$89.9M
AUM Growth
-$20M
Cap. Flow
+$2.82M
Cap. Flow %
3.14%
Top 10 Hldgs %
28.06%
Holding
521
New
55
Increased
94
Reduced
92
Closed
54

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$817K
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$778K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$647K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$370K

Top Sells

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$465K
2
IAU icon
iShares Gold Trust
IAU
+$429K
3
CIM
Chimera Investment
CIM
+$365K
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$348K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$328K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.35%
2 Technology 3.72%
3 Communication Services 3.43%
4 Financials 1.59%
5 Utilities 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFGL icon
326
iShares International Developed Real Estate ETF
IFGL
$82.5M
$6K 0.01%
267
– –
IJK icon
327
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.3B
$6K 0.01%
136
– –
IOO icon
328
iShares Global 100 ETF
IOO
$9.46B
$6K 0.01%
140
-78
-36% -$4K
IWP icon
329
iShares Russell Mid-Cap Growth ETF
IWP
$21.1B
$6K 0.01%
100
– –
JD icon
330
JD.com
JD
$39.6B
$6K 0.01%
150
– –
K
331
DELISTED
Kellanova
K
$6K 0.01%
98
– –
OLN icon
332
Olin
OLN
$2.17B
$6K 0.01%
200
– –
VT icon
333
Vanguard Total World Stock ETF
VT
$81.9B
$6K 0.01%
100
– –
WYNN icon
334
Wynn Resorts
WYNN
$10.5B
$6K 0.01%
100
– –
BPT
335
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$5K 0.01%
1,000
– –
CGW icon
336
Invesco S&P Global Water Index ETF
CGW
$1.06B
$5K 0.01%
147
– –
DIA icon
337
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
$5K 0.01%
22
– –
EFC
338
Ellington Financial
EFC
$1.76B
$5K 0.01%
800
+85
+12% +$1.32K
EINC icon
339
VanEck Energy Income ETF
EINC
$79.7M
$5K 0.01%
182
-8
-4% -$368
ETY icon
340
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.36B
$5K 0.01%
500
– –
EVX icon
341
VanEck Environmental Services ETF
EVX
$102M
$5K 0.01%
300
-75
-20% -$1.49K
IQ icon
342
iQIYI
IQ
$1.31B
$5K 0.01%
300
– –
IXN icon
343
iShares Global Tech ETF
IXN
$9.47B
$5K 0.01%
180
– –
LUMN icon
344
Lumen
LUMN
$6.6B
$5K 0.01%
510
-245
-32% -$3.06K
OMC icon
345
Omnicom Group
OMC
$24.2B
$5K 0.01%
97
– –
PHK
346
PIMCO High Income Fund
PHK
$865M
$5K 0.01%
975
-705
-42% -$4.8K
VDE icon
347
Vanguard Energy ETF
VDE
$10.4B
$5K 0.01%
120
– –
AEO icon
348
American Eagle Outfitters
AEO
$2.73B
$4K ﹤0.01%
500
– –
APH icon
349
Amphenol
APH
$204B
$4K ﹤0.01%
200
– –
COST icon
350
Costco
COST
$427B
$4K ﹤0.01%
15
-40
-73% -$12.1K
12 13
14
15 16

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RWM
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JCA
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EAM
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HLAM
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PCM
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ML
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Joseph P. Lucia & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Joseph P. Lucia & Associates held 521 positions worth $89.9M, down 18% from $110M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates deployed $2.82M of net new capital in Q1 2020, opening 55 new positions and adding to 94 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.4% of assets, up from 3.2% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was First Trust Dow Jones Internet Index Fund ETF, an estimated $465K trimmed.

  • Joseph P. Lucia & Associates's largest Q1 2020 buy was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.
  • Joseph P. Lucia & Associates added most to iShares 20+ Year Treasury Bond ETF in Q1 2020, an estimated $817K increase.
  • Joseph P. Lucia & Associates's biggest Q1 2020 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $465K.
  • Joseph P. Lucia & Associates fully exited State Street SPDR S&P Oil & Gas Equipment & Services ETF in Q1 2020, selling an estimated $192K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $89.9M portfolio in Q1 2020.
  • Joseph P. Lucia & Associates opened 55 new positions and closed 54 in Q1 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 18% quarter-over-quarter to $89.9M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2020, filed 22 Apr 2020.