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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+7.31%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$110M
AUM Growth
+$12.9M
Cap. Flow
+$6.2M
Cap. Flow %
5.63%
Top 10 Hldgs %
27.22%
Holding
502
New
25
Increased
109
Reduced
101
Closed
33

Top Buys

Rank Stock Value
1
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$1.19M
2
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$843K
3
DIV icon
Global X SuperDividend US ETF
DIV
+$797K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$677K
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$485K

Top Sells

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$741K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$205K
3
OUT icon
Outfront Media
OUT
+$189K
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$139K
5
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$121K

Sector Composition

Rank Sector Weight
1 Communication Services 3.45%
2 Consumer Discretionary 3.18%
3 Technology 3.17%
4 Financials 1.71%
5 Real Estate 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJK icon
326
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$8K 0.01%
136
– –
IWP icon
327
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$8K 0.01%
100
-88
-47% -$6.45K
MGK icon
328
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
$8K 0.01%
275
– –
OMC icon
329
Omnicom Group
OMC
$23.2B
$8K 0.01%
97
– –
VT icon
330
Vanguard Total World Stock ETF
VT
$81.2B
$8K 0.01%
100
– –
VTEB icon
331
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$8K 0.01%
150
– –
WRK
332
DELISTED
WestRock Company
WRK
$8K 0.01%
+176
New +$6.86K
AEO icon
333
American Eagle Outfitters
AEO
$3.07B
$7K 0.01%
500
– –
BND icon
334
Vanguard Total Bond Market
BND
$161B
$7K 0.01%
80
– –
BPT
335
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$7K 0.01%
1,000
-645
-39% -$4.78K
BBBY
336
Bed Bath & Beyond
BBBY
$423M
$7K 0.01%
1,331
-712
-35% -$4.77K
HUM icon
337
Humana
HUM
$46.3B
$7K 0.01%
20
– –
IJJ icon
338
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.99B
$7K 0.01%
78
– –
INO icon
339
Inovio Pharmaceuticals
INO
$76.1M
$7K 0.01%
169
-2
-1% -$60
MAT icon
340
Mattel
MAT
$4.21B
$7K 0.01%
601
-400
-40% -$4.75K
VBR icon
341
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$7K 0.01%
50
-44
-47% -$5.83K
AKS
342
DELISTED
AK Steel Holding Corp
AKS
$7K 0.01%
2,000
-200
-9% -$555
CGW icon
343
Invesco S&P Global Water Index ETF
CGW
$1.07B
$6K 0.01%
+147
New +$5.81K
DIA icon
344
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$6K 0.01%
22
– –
ETY icon
345
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$6K 0.01%
500
– –
HDB icon
346
HDFC Bank
HDB
$120B
$6K 0.01%
200
– –
IGF icon
347
iShares Global Infrastructure ETF
IGF
$10.6B
$6K 0.01%
130
– –
IJR icon
348
iShares Core S&P Small-Cap ETF
IJR
$112B
$6K 0.01%
76
– –
IQ icon
349
iQIYI
IQ
$1.31B
$6K 0.01%
300
+275
+1,100% +$5.06K
IXN icon
350
iShares Global Tech ETF
IXN
$9.17B
$6K 0.01%
180
-60
-25% -$1.97K
12 13
14
15 16

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EAM
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Joseph P. Lucia & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Joseph P. Lucia & Associates held 502 positions worth $110M, up 13% from $97.1M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates deployed $6.2M of net new capital in Q4 2019, opening 25 new positions and adding to 109 existing holdings. Its largest new stake was Visa: 503 shares worth $95K.

By sector, the portfolio is most concentrated in Communication Services at 3.4% of assets, down from 4.3% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Netflix, an estimated $741K trimmed.

  • Joseph P. Lucia & Associates's largest Q4 2019 buy was Visa: 503 shares worth $95K.
  • Joseph P. Lucia & Associates added most to Invesco S&P 500 Equal Weight Consumer Staples ETF in Q4 2019, an estimated $1.19M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2019 reduction was Netflix, cutting an estimated $741K.
  • Joseph P. Lucia & Associates fully exited Outfront Media in Q4 2019, selling an estimated $189K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $110M portfolio in Q4 2019.
  • Joseph P. Lucia & Associates opened 25 new positions and closed 33 in Q4 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 13% quarter-over-quarter to $110M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2019, filed 23 Jan 2020.