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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
X
326
DELISTED
US Steel
X
$9K 0.01%
777
– –
AEO icon
327
American Eagle Outfitters
AEO
$3.07B
$8K 0.01%
500
– –
EVX icon
328
VanEck Environmental Services ETF
EVX
$101M
$8K 0.01%
375
– –
HE icon
329
Hawaiian Electric Industries
HE
$2.02B
$8K 0.01%
180
+1
+0.6% +$44
IFGL icon
330
iShares International Developed Real Estate ETF
IFGL
$82.2M
$8K 0.01%
267
– –
IJK icon
331
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$8K 0.01%
136
– –
IP icon
332
International Paper
IP
$21.9B
$8K 0.01%
211
– –
ITB icon
333
iShares US Home Construction ETF
ITB
$2.35B
$8K 0.01%
185
– –
MET icon
334
MetLife
MET
$61.7B
$8K 0.01%
169
– –
MO icon
335
Altria Group
MO
$109B
$8K 0.01%
200
-200
-50% -$9.2K
OCSL icon
336
Oaktree Specialty Lending
OCSL
$1.12B
$8K 0.01%
508
– –
OMC icon
337
Omnicom Group
OMC
$23.2B
$8K 0.01%
97
– –
UAA icon
338
Under Armour
UAA
$2.52B
$8K 0.01%
426
– –
VTEB icon
339
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$8K 0.01%
150
– –
WMC
340
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$8K 0.01%
81
– –
BND icon
341
Vanguard Total Bond Market
BND
$161B
$7K 0.01%
80
– –
CDNS icon
342
Cadence Design Systems
CDNS
$91.4B
$7K 0.01%
100
– –
IXN icon
343
iShares Global Tech ETF
IXN
$9.17B
$7K 0.01%
240
-90
-27% -$2.74K
MGK icon
344
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
$7K 0.01%
275
– –
SDS icon
345
ProShares UltraShort S&P500
SDS
$369M
$7K 0.01%
10
– –
VT icon
346
Vanguard Total World Stock ETF
VT
$81.2B
$7K 0.01%
100
– –
DIA icon
347
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$6K 0.01%
22
– –
ETY icon
348
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$6K 0.01%
500
– –
HDB icon
349
HDFC Bank
HDB
$120B
$6K 0.01%
200
– –
IGF icon
350
iShares Global Infrastructure ETF
IGF
$10.6B
$6K 0.01%
130
– –
12 13
14
15 16

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EAM
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Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.