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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-4.69%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$14.3M
Cap. Flow
-$7.47M
Cap. Flow %
-5.87%
Top 10 Hldgs %
33.39%
Holding
484
New
–
Increased
56
Reduced
35
Closed
373

Top Buys

Rank Stock Value
1
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$478K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$475K
3
TSLA icon
Tesla
TSLA
+$404K
4
AAPL icon
Apple
AAPL
+$397K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$296K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$318K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$252K
3
PEY icon
Invesco High Yield Equity Dividend Achievers ETF
PEY
+$200K
4
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$200K
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$198K

Sector Composition

Rank Sector Weight
1 Technology 5.53%
2 Consumer Discretionary 2.91%
3 Communication Services 2.07%
4 Utilities 0.65%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
301
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
– –
-50
Closed -$21K
MDYV icon
302
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.88B
– –
-220
Closed -$13K
MET icon
303
MetLife
MET
$61.6B
– –
-60
Closed -$4K
MGC icon
304
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
– –
-745
Closed -$98K
MGK icon
305
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.7B
– –
-475
Closed -$17K
MIR icon
306
Mirion Technologies
MIR
$3.78B
– –
-100
Closed -$1K
MJ icon
307
Amplify Alternative Harvest ETF
MJ
$111M
– –
-496
Closed -$34K
MMLP icon
308
Martin Midstream Partners
MMLP
$95.9M
– –
-738
Closed -$3K
MNKD icon
309
MannKind Corp
MNKD
$1.25B
– –
-50
Closed –
MOH icon
310
Molina Healthcare
MOH
$10.6B
– –
-1
Closed –
MOO icon
311
VanEck Agribusiness ETF
MOO
$970M
– –
-1,305
Closed -$113K
MRK icon
312
Merck
MRK
$328B
– –
-251
Closed -$23K
MRNA icon
313
Moderna
MRNA
$25.6B
– –
-598
Closed -$85K
MS icon
314
Morgan Stanley
MS
$343B
– –
-29
Closed -$2K
MSGS icon
315
Madison Square Garden
MSGS
$9.94B
– –
-10
Closed -$2K
MSOS icon
316
AdvisorShares Pure US Cannabis ETF
MSOS
$918M
– –
-130
Closed -$1K
MTUM icon
317
iShares MSCI USA Momentum Factor ETF
MTUM
$26.1B
– –
-615
Closed -$84K
MUB icon
318
iShares National Muni Bond ETF
MUB
$45.9B
– –
-500
Closed -$53K
NBTB icon
319
NBT Bancorp
NBTB
$2.78B
– –
-3,000
Closed -$113K
NCLH icon
320
Norwegian Cruise Line
NCLH
$8.69B
– –
-100
Closed -$1K
NE icon
321
Noble Corp
NE
$7.07B
– –
-48
Closed -$1K
NEE icon
322
NextEra Energy
NEE
$178B
– –
-200
Closed -$15K
NFLX icon
323
Netflix
NFLX
$308B
– –
-3,040
Closed -$53K
NIO icon
324
NIO
NIO
$11.5B
– –
-1,171
Closed -$25K
NKE icon
325
Nike
NKE
$60.5B
– –
-14
Closed -$1K
11 12
13
14 15

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RWM
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HAC
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WHGC
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JCA
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EAM
EdenTree Asset Management London, United Kingdom $332M AUM 16.64% 1-Year Est. Return
CPI
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Joseph P. Lucia & Associates's Q3 2022 Portfolio in Review

As of Q3 2022, Joseph P. Lucia & Associates held 484 positions worth $127M, down 10% from $142M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $7.47M in Q3 2022, closing 373 positions and reducing 35 holdings. Its most notable exit was Fidelity MSCI Materials Index ETF, an estimated $200K position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Joseph P. Lucia & Associates added an estimated $478K to ProShares S&P 500 Dividend Aristocrats ETF.

  • Joseph P. Lucia & Associates added most to ProShares S&P 500 Dividend Aristocrats ETF in Q3 2022, an estimated $478K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2022 reduction was Schwab US TIPS ETF, cutting an estimated $318K.
  • Joseph P. Lucia & Associates fully exited Fidelity MSCI Materials Index ETF in Q3 2022, selling an estimated $200K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $127M portfolio in Q3 2022.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 373 in Q3 2022.
  • Joseph P. Lucia & Associates's portfolio value fell 10% quarter-over-quarter to $127M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.