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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSBC icon
301
HSBC
HSBC
$355B
– –
-55
Closed -$1K
HST icon
302
Host Hotels & Resorts
HST
$15.3B
– –
-1,300
Closed -$21K
HTGC icon
303
Hercules Capital
HTGC
$3.12B
– –
-3,171
Closed -$53K
HYDR icon
304
Global X Hydrogen ETF
HYDR
$101M
– –
-100
Closed -$11K
HYZD icon
305
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
– –
-200
Closed -$4K
IAU icon
306
iShares Gold Trust
IAU
$64.8B
– –
-5,630
Closed -$188K
ICSH icon
307
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
– –
-500
Closed -$25K
IEF icon
308
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-919
Closed -$106K
IEI icon
309
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
– –
-110
Closed -$14K
IEV icon
310
iShares Europe ETF
IEV
$1.7B
– –
-235
Closed -$12K
IFN
311
Aberdeen India Fund
IFN
$508M
– –
-106
Closed -$2K
IFRA icon
312
iShares US Infrastructure ETF
IFRA
$4.61B
– –
-210
Closed -$7K
IGIB icon
313
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
– –
-155
Closed -$9K
IGSB icon
314
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
– –
-905
Closed -$49K
IHE icon
315
iShares US Pharmaceuticals ETF
IHE
$1.65B
– –
-1,470
Closed -$90K
IIPR icon
316
Innovative Industrial Properties
IIPR
$1.67B
– –
-150
Closed -$35K
IJJ icon
317
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.02B
– –
-78
Closed -$8K
IJK icon
318
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
– –
-136
Closed -$11K
IJR icon
319
iShares Core S&P Small-Cap ETF
IJR
$112B
– –
-87
Closed -$9K
IJT icon
320
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
– –
-24
Closed -$3K
IMCV icon
321
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
– –
-2,550
Closed -$161K
INO icon
322
Inovio Pharmaceuticals
INO
$79.1M
– –
-257
Closed -$22K
INSG icon
323
Inseego
INSG
$84.9M
– –
-20
Closed -$1K
INTC icon
324
Intel
INTC
$493B
– –
-1,971
Closed -$105K
INVH icon
325
Invitation Homes
INVH
$17.7B
– –
-280
Closed -$11K
11 12
13
14 15

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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.