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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVDE icon
301
Avantis International Equity ETF
AVDE
$18.7B
$20K 0.01%
316
– –
IQLT icon
302
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$20K 0.01%
521
– –
PFG icon
303
Principal Financial Group
PFG
$24.2B
$20K 0.01%
305
– –
PFLD icon
304
AAM Low Duration Preferred and Income Securities ETF
PFLD
$408M
$20K 0.01%
800
– –
PINS icon
305
Pinterest
PINS
$13.4B
$20K 0.01%
400
– –
SCHH icon
306
Schwab US REIT ETF
SCHH
$11.1B
$20K 0.01%
870
– –
VGSH icon
307
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$20K 0.01%
323
– –
VGT icon
308
Vanguard Information Technology ETF
VGT
$147B
$20K 0.01%
400
– –
VT icon
309
Vanguard Total World Stock ETF
VT
$81.1B
$20K 0.01%
200
– –
ZNGA
310
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$20K 0.01%
2,700
– –
CVX icon
311
Chevron
CVX
$386B
$19K 0.01%
189
-105
-36% -$10.5K
DGX icon
312
Quest Diagnostics
DGX
$26.2B
$19K 0.01%
130
– –
KBE icon
313
State Street SPDR S&P Bank ETF
KBE
$1.73B
$19K 0.01%
350
– –
PM icon
314
Philip Morris
PM
$290B
$19K 0.01%
200
– –
AAL icon
315
American Airlines Group
AAL
$10.1B
$18K 0.01%
900
– –
BMY icon
316
Bristol-Myers Squibb
BMY
$130B
$18K 0.01%
301
+1
+0.3% +$66
CODI icon
317
Compass Diversified
CODI
$927M
$18K 0.01%
625
– –
COST icon
318
Costco
COST
$419B
$18K 0.01%
40
– –
FSTA icon
319
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$18K 0.01%
440
-75
-15% -$3.24K
FXH icon
320
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$18K 0.01%
150
– –
GVI icon
321
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$18K 0.01%
160
– –
PEG icon
322
Public Service Enterprise Group
PEG
$37.5B
$18K 0.01%
300
– –
VOX icon
323
Vanguard Communication Services ETF
VOX
$5.82B
$18K 0.01%
130
– –
AMP icon
324
Ameriprise Financial
AMP
$49.7B
$17K 0.01%
66
-9
-12% -$2.35K
CRON
325
Cronos Group
CRON
$1.13B
$17K 0.01%
3,000
– –
11 12
13
14 15

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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.