We are live on ! Find out more
JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBOT icon
301
Microbot Medical
MBOT
$113M
– –
-1
Closed –
MCD icon
302
McDonald's
MCD
$193B
– –
-47
Closed -$9K
MDIV icon
303
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$432M
– –
-2,650
Closed -$36K
MDLZ icon
304
Mondelez International
MDLZ
$81.1B
– –
-81
Closed -$4K
MDYV icon
305
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.89B
– –
-220
Closed -$9K
MET icon
306
MetLife
MET
$61.9B
– –
-122
Closed -$4K
MGC icon
307
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
– –
-777
Closed -$85K
MGK icon
308
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
– –
-275
Closed -$9K
MGM icon
309
MGM Resorts International
MGM
$11.1B
– –
-282
Closed -$5K
MHD icon
310
BlackRock MuniHoldings Fund
MHD
$610M
– –
-2,500
Closed -$37K
MJ icon
311
Amplify Alternative Harvest ETF
MJ
$112M
– –
-732
Closed -$113K
MMLP icon
312
Martin Midstream Partners
MMLP
$89.6M
– –
-738
Closed -$1K
MMM icon
313
3M
MMM
$94.2B
– –
-102
Closed -$13K
MOO icon
314
VanEck Agribusiness ETF
MOO
$972M
– –
-200
Closed -$12K
MRK icon
315
Merck
MRK
$334B
– –
-420
Closed -$31K
MRNA icon
316
Moderna
MRNA
$25.4B
– –
-1,490
Closed -$96K
MUB icon
317
iShares National Muni Bond ETF
MUB
$45.9B
– –
-360
Closed -$42K
MYGN icon
318
Myriad Genetics
MYGN
$303M
– –
-2,000
Closed -$23K
NBTB icon
319
NBT Bancorp
NBTB
$2.79B
– –
-4,500
Closed -$138K
NCLH icon
320
Norwegian Cruise Line
NCLH
$8.98B
– –
-200
Closed -$3K
NFLX icon
321
Netflix
NFLX
$326B
– –
-2,940
Closed -$134K
NIO icon
322
NIO
NIO
$11.3B
– –
-106
Closed -$1K
NKE icon
323
Nike
NKE
$61.2B
– –
-314
Closed -$31K
NLY icon
324
Annaly Capital Management
NLY
$17.6B
– –
-1,080
Closed -$28K
NMFC icon
325
New Mountain Finance
NMFC
$736M
– –
-575
Closed -$5K
11 12
13
14 15

Similar funds

MA
MSA Advisors Santa Monica, California $333M AUM 8.79% 1-Year Est. Return
LA
LFL Advisers Evanston, Illinois $332M AUM 20.17% 1-Year Est. Return
RWM
Rench Wealth Management Denton, Texas $332M AUM 25.74% 1-Year Est. Return
JCA
Juniper Capital Advisors Houston, Texas $332M AUM 102.57% 1-Year Est. Return
EAM
EdenTree Asset Management London, United Kingdom $332M AUM 16.64% 1-Year Est. Return
HLAM
Hidden Lake Asset Management New York $331M AUM 122.92% 1-Year Est. Return
PCM
Payne Capital Management New York $331M AUM 19.65% 1-Year Est. Return
ML
Maniro Ltd Nassau $330M AUM

Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.