We are live on ! Find out more
JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-17.17%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$89.9M
AUM Growth
-$20M
Cap. Flow
+$2.82M
Cap. Flow %
3.14%
Top 10 Hldgs %
28.06%
Holding
521
New
55
Increased
94
Reduced
92
Closed
54

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$817K
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$778K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$647K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$370K

Top Sells

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$465K
2
IAU icon
iShares Gold Trust
IAU
+$429K
3
CIM
Chimera Investment
CIM
+$365K
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$348K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$328K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.35%
2 Technology 3.72%
3 Communication Services 3.43%
4 Financials 1.59%
5 Utilities 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EZM icon
301
WisdomTree US MidCap Fund
EZM
$960M
$8K 0.01%
300
– –
FNDB icon
302
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.48B
$8K 0.01%
780
– –
HE icon
303
Hawaiian Electric Industries
HE
$2.05B
$8K 0.01%
183
+2
+1% +$92
INVH icon
304
Invitation Homes
INVH
$18B
$8K 0.01%
355
-120
-25% -$3.4K
KRG icon
305
Kite Realty
KRG
$5.31B
$8K 0.01%
880
– –
MDYV icon
306
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.89B
$8K 0.01%
220
– –
QGRO icon
307
American Century US Quality Growth ETF
QGRO
$2.06B
$8K 0.01%
208
– –
SMLV icon
308
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$262M
$8K 0.01%
125
– –
VTEB icon
309
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$8K 0.01%
150
– –
FCRD
310
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$8K 0.01%
2,975
– –
DNKN
311
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$8K 0.01%
158
+2
+1% +$139
BND icon
312
Vanguard Total Bond Market
BND
$162B
$7K 0.01%
80
– –
DBO icon
313
Invesco DB Oil Fund
DBO
$386M
$7K 0.01%
1,150
– –
DHC
314
Diversified Healthcare Trust
DHC
$2.02B
$7K 0.01%
+1,900
New +$12.5K
MAT icon
315
Mattel
MAT
$4.23B
$7K 0.01%
601
– –
MGK icon
316
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
$7K 0.01%
275
– –
MS icon
317
Morgan Stanley
MS
$344B
$7K 0.01%
200
– –
QCOM icon
318
Qualcomm
QCOM
$173B
$7K 0.01%
100
-100
-50% -$8.2K
XBI icon
319
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$7K 0.01%
90
-250
-74% -$22.1K
XHB icon
320
State Street SPDR S&P Homebuilders ETF
XHB
$1.6B
$7K 0.01%
245
– –
CFMS
321
DELISTED
Conformis, Inc. Common Stock
CFMS
$7K 0.01%
424
+24
+6% +$587
AMLP icon
322
Alerian MLP ETF
AMLP
$13.1B
$6K 0.01%
+356
New +$12.1K
CHRW icon
323
C.H. Robinson
CHRW
$17.6B
$6K 0.01%
+90
New +$6.47K
CHWY icon
324
Chewy
CHWY
$9.27B
$6K 0.01%
+165
New +$4.84K
FAZ
325
Direxion Daily Financial Bear 3x ETF
FAZ
$84.2M
$6K 0.01%
2
– –
11 12
13
14 15

Similar funds

MA
MSA Advisors Santa Monica, California $333M AUM 8.79% 1-Year Est. Return
LA
LFL Advisers Evanston, Illinois $332M AUM 20.17% 1-Year Est. Return
RWM
Rench Wealth Management Denton, Texas $332M AUM 25.74% 1-Year Est. Return
HAC
Harbor Advisory Corp Portsmouth, New Hampshire $333M AUM 20.54% 1-Year Est. Return
JCA
Juniper Capital Advisors Houston, Texas $332M AUM 102.57% 1-Year Est. Return
EAM
EdenTree Asset Management London, United Kingdom $332M AUM 16.64% 1-Year Est. Return
ACMC
AyurMaya Capital Management Company Portsmouth, New Hampshire $334M AUM 258.79% 1-Year Est. Return
HLAM
Hidden Lake Asset Management New York $331M AUM 122.92% 1-Year Est. Return

Joseph P. Lucia & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Joseph P. Lucia & Associates held 521 positions worth $89.9M, down 18% from $110M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates deployed $2.82M of net new capital in Q1 2020, opening 55 new positions and adding to 94 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.4% of assets, up from 3.2% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was First Trust Dow Jones Internet Index Fund ETF, an estimated $465K trimmed.

  • Joseph P. Lucia & Associates's largest Q1 2020 buy was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.
  • Joseph P. Lucia & Associates added most to iShares 20+ Year Treasury Bond ETF in Q1 2020, an estimated $817K increase.
  • Joseph P. Lucia & Associates's biggest Q1 2020 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $465K.
  • Joseph P. Lucia & Associates fully exited State Street SPDR S&P Oil & Gas Equipment & Services ETF in Q1 2020, selling an estimated $192K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $89.9M portfolio in Q1 2020.
  • Joseph P. Lucia & Associates opened 55 new positions and closed 54 in Q1 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 18% quarter-over-quarter to $89.9M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2020, filed 22 Apr 2020.