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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
301
Ameriprise Financial
AMP
$49.2B
$11K 0.01%
75
– –
CSX icon
302
CSX Corp
CSX
$92.8B
$11K 0.01%
471
+3
+0.6% +$70
DBO icon
303
Invesco DB Oil Fund
DBO
$390M
$11K 0.01%
1,150
-1,550
-57% -$15.2K
EINC icon
304
VanEck Energy Income ETF
EINC
$78.5M
$11K 0.01%
190
– –
IOO icon
305
iShares Global 100 ETF
IOO
$9.47B
$11K 0.01%
216
– –
IYF icon
306
iShares US Financials ETF
IYF
$4.4B
$11K 0.01%
+170
New +$10.8K
IYT icon
307
iShares US Transportation ETF
IYT
$2.27B
$11K 0.01%
240
– –
KO icon
308
Coca-Cola
KO
$374B
$11K 0.01%
200
– –
MAT icon
309
Mattel
MAT
$4.21B
$11K 0.01%
1,001
– –
MDYV icon
310
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.86B
$11K 0.01%
220
– –
MNKD icon
311
MannKind Corp
MNKD
$1.26B
$11K 0.01%
8,611
+1,750
+26% +$2.04K
XHB icon
312
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
$11K 0.01%
245
– –
BMY icon
313
Bristol-Myers Squibb
BMY
$132B
$10K 0.01%
202
– –
DUK icon
314
Duke Energy
DUK
$94.5B
$10K 0.01%
100
– –
EEM icon
315
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$10K 0.01%
250
– –
FNDB icon
316
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.47B
$10K 0.01%
780
– –
MCD icon
317
McDonald's
MCD
$194B
$10K 0.01%
47
– –
NGD
318
DELISTED
New Gold Inc
NGD
$10K 0.01%
10,000
– –
SCHR
319
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$10K 0.01%
372
– –
IEV icon
320
iShares Europe ETF
IEV
$1.7B
$9K 0.01%
200
– –
MS icon
321
Morgan Stanley
MS
$338B
$9K 0.01%
200
– –
PRU icon
322
Prudential Financial
PRU
$42.1B
$9K 0.01%
105
– –
SMH icon
323
VanEck Semiconductor ETF
SMH
$70.1B
$9K 0.01%
150
– –
SNAP icon
324
Snap
SNAP
$9.05B
$9K 0.01%
587
-16,305
-97% -$261K
VDE icon
325
Vanguard Energy ETF
VDE
$10.3B
$9K 0.01%
120
– –
11 12
13
14 15

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EAM
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Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.