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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOCU
276
DocuSign
DOCU
$11.3B
$26K 0.02%
100
– –
MRK icon
277
Merck
MRK
$322B
$26K 0.02%
351
– –
CMF icon
278
iShares California Muni Bond ETF
CMF
$4.62B
$25K 0.01%
400
– –
ICSH icon
279
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$25K 0.01%
500
– –
IVE icon
280
iShares S&P 500 Value ETF
IVE
$50B
$25K 0.01%
175
– –
IWS icon
281
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$25K 0.01%
221
– –
MHD icon
282
BlackRock MuniHoldings Fund
MHD
$605M
$25K 0.01%
1,500
– –
NKE icon
283
Nike
NKE
$61.3B
$25K 0.01%
174
– –
SPR
284
DELISTED
Spirit AeroSystems
SPR
$25K 0.01%
555
-100
-15% -$4.19K
GLW icon
285
Corning
GLW
$137B
$24K 0.01%
648
– –
MDY icon
286
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$24K 0.01%
50
– –
NLY icon
287
Annaly Capital Management
NLY
$17.4B
$24K 0.01%
705
– –
VDE icon
288
Vanguard Energy ETF
VDE
$10.4B
$24K 0.01%
320
– –
FCX icon
289
Freeport-McMoran
FCX
$96.4B
$23K 0.01%
700
– –
IWM icon
290
iShares Russell 2000 ETF
IWM
$81.8B
$23K 0.01%
105
-19
-15% -$4.21K
QCOM icon
291
Qualcomm
QCOM
$171B
$23K 0.01%
181
– –
RTX icon
292
RTX Corp
RTX
$302B
$23K 0.01%
267
– –
SPG icon
293
Simon Property Group
SPG
$71B
$23K 0.01%
175
– –
UFO icon
294
Procure Space ETF
UFO
$627M
$23K 0.01%
765
-150
-16% -$4.54K
VIS icon
295
Vanguard Industrials ETF
VIS
$8.49B
$23K 0.01%
120
– –
CHY
296
Calamos Convertible and High Income Fund
CHY
$1.07B
$22K 0.01%
1,395
– –
INO icon
297
Inovio Pharmaceuticals
INO
$79.1M
$22K 0.01%
257
– –
SLQD icon
298
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$22K 0.01%
425
-45
-10% -$2.33K
GOOD
299
Gladstone Commercial Corp
GOOD
$619M
$21K 0.01%
1,000
– –
HST icon
300
Host Hotels & Resorts
HST
$15.3B
$21K 0.01%
1,300
-800
-38% -$13K
10 11
12
13 14

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RWM
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HAC
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WHGC
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.