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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JD icon
276
JD.com
JD
$42.3B
– –
-150
Closed -$9K
JETS icon
277
US Global Jets ETF
JETS
$825M
– –
-90
Closed -$1K
JNJ icon
278
Johnson & Johnson
JNJ
$629B
– –
-254
Closed -$36K
JNK icon
279
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
– –
-989
Closed -$100K
JPM icon
280
JPMorgan Chase
JPM
$971B
– –
-1,109
Closed -$104K
K
281
DELISTED
Kellanova
K
– –
-98
Closed -$6K
KBE icon
282
State Street SPDR S&P Bank ETF
KBE
$1.74B
– –
-350
Closed -$11K
KBWD icon
283
Invesco KBW High Dividend Yield Financial ETF
KBWD
$426M
– –
-1,096
Closed -$15K
KEY icon
284
KeyCorp
KEY
$24.5B
– –
-1,940
Closed -$24K
KKR icon
285
KKR & Co
KKR
$98.9B
– –
-605
Closed -$16K
KMI icon
286
Kinder Morgan
KMI
$70.7B
– –
-1,550
Closed -$24K
KO icon
287
Coca-Cola
KO
$374B
– –
-200
Closed -$9K
KRG icon
288
Kite Realty
KRG
$5.27B
– –
-880
Closed -$10K
KSS icon
289
Kohl's
KSS
$2.15B
– –
-579
Closed -$12K
KTOS icon
290
Kratos Defense & Security Solutions
KTOS
$11.8B
– –
-55
Closed -$1K
LIT icon
291
Global X Lithium & Battery Tech ETF
LIT
$1.62B
– –
-1,900
Closed -$60K
LQDH icon
292
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
– –
-455
Closed -$41K
LUMN icon
293
Lumen
LUMN
$6.53B
– –
-510
Closed -$5K
LYG icon
294
Lloyds Banking Group
LYG
$90B
– –
-1,811
Closed -$3K
LYV icon
295
Live Nation Entertainment
LYV
$43.1B
– –
-310
Closed -$14K
MA icon
296
Mastercard
MA
$488B
– –
-175
Closed -$52K
MAC icon
297
Macerich
MAC
$6.94B
– –
-241
Closed -$2K
MAIN icon
298
Main Street Capital
MAIN
$5.48B
– –
-5,460
Closed -$170K
MAR icon
299
Marriott International
MAR
$92.7B
– –
-390
Closed -$33K
MAT icon
300
Mattel
MAT
$4.27B
– –
-601
Closed -$7K
10 11
12
13 14

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RWM
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HAC
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WHGC
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.