We are live on ! Find out more
JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUFN icon
251
iShares MSCI Europe Financials ETF
EUFN
$4.27B
– –
-200
Closed -$4K
EVLV icon
252
Evolv Technologies
EVLV
$1.08B
– –
-200
Closed -$1K
EVX icon
253
VanEck Environmental Services ETF
EVX
$102M
– –
-300
Closed -$9K
EWZ icon
254
iShares MSCI Brazil ETF
EWZ
$8.6B
– –
-200
Closed -$6K
EXK
255
Endeavour Silver
EXK
$3.14B
– –
-20
Closed –
EXPE icon
256
Expedia Group
EXPE
$38.5B
– –
-183
Closed -$30K
EYE icon
257
National Vision
EYE
$1.77B
– –
-700
Closed -$40K
EZM icon
258
WisdomTree US MidCap Fund
EZM
$951M
– –
-150
Closed -$8K
F icon
259
Ford
F
$55.7B
– –
-4,875
Closed -$69K
FANG icon
260
Diamondback Energy
FANG
$56.5B
– –
-17
Closed -$2K
FAZ
261
Direxion Daily Financial Bear 3x ETF
FAZ
$86M
– –
-2
Closed –
FCAL icon
262
First Trust California Municipal High income ETF
FCAL
$220M
– –
-700
Closed -$38K
FCX icon
263
Freeport-McMoran
FCX
$96.4B
– –
-700
Closed -$23K
FDIS icon
264
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
– –
-1,195
Closed -$96K
FE icon
265
FirstEnergy
FE
$27.1B
– –
-200
Closed -$7K
FNDB icon
266
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.47B
– –
-480
Closed -$9K
FNDX icon
267
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
– –
-2,175
Closed -$39K
FPF
268
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
– –
-135
Closed -$3K
FSTA icon
269
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
– –
-440
Closed -$18K
FV icon
270
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
– –
-600
Closed -$27K
FVRR icon
271
Fiverr
FVRR
$315M
– –
-29
Closed -$5K
FXA icon
272
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
– –
-145
Closed -$10K
FXH icon
273
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
– –
-150
Closed -$18K
GDV icon
274
Gabelli Dividend & Income Trust
GDV
$2.67B
– –
-4,791
Closed -$124K
GDX icon
275
VanEck Gold Miners ETF
GDX
$27.5B
– –
-500
Closed -$15K
9 10
11
12 13

Similar funds

MA
MSA Advisors Santa Monica, California $333M AUM 8.79% 1-Year Est. Return
LA
LFL Advisers Evanston, Illinois $332M AUM 20.17% 1-Year Est. Return
RWM
Rench Wealth Management Denton, Texas $332M AUM 25.74% 1-Year Est. Return
HAC
Harbor Advisory Corp Portsmouth, New Hampshire $333M AUM 20.54% 1-Year Est. Return
WHGC
Wealth High Governance Capital Sao Paulo, Brazil $333M AUM 125.87% 1-Year Est. Return
JCA
Juniper Capital Advisors Houston, Texas $332M AUM 102.57% 1-Year Est. Return
EAM
EdenTree Asset Management London, United Kingdom $332M AUM 16.64% 1-Year Est. Return
CPI
Crestview Partners IV New York $332M AUM 9.14% 1-Year Est. Return

Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.