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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLW icon
251
BlackRock Limited Duration Income Trust
BLW
$493M
$34K 0.02%
2,000
– –
COP icon
252
ConocoPhillips
COP
$151B
$34K 0.02%
500
– –
SOXL icon
253
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$22.7B
$34K 0.02%
+858
New +$37.6K
XHB icon
254
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$34K 0.02%
467
– –
AGNC icon
255
AGNC Investment
AGNC
$12.9B
$32K 0.02%
2,000
– –
DTD icon
256
WisdomTree US Total Dividend Fund
DTD
$1.69B
$32K 0.02%
550
– –
HDV
257
iShares Core High Dividend ETF
HDV
$15B
$31K 0.02%
1,640
– –
HIG icon
258
Hartford Financial Services
HIG
$38.1B
$31K 0.02%
435
– –
IWD icon
259
iShares Russell 1000 Value ETF
IWD
$84B
$31K 0.02%
200
– –
KSS icon
260
Kohl's
KSS
$2.1B
$31K 0.02%
656
+67
+11% +$3.58K
MS icon
261
Morgan Stanley
MS
$338B
$31K 0.02%
318
-100
-24% -$9.91K
SMOG icon
262
VanEck Low Carbon Energy ETF
SMOG
$133M
$31K 0.02%
210
– –
CRM icon
263
Salesforce
CRM
$162B
$30K 0.02%
112
+99
+762% +$25.1K
EXPE icon
264
Expedia Group
EXPE
$38.5B
$30K 0.02%
183
– –
NVO
265
Novo Nordisk
NVO
$207B
$30K 0.02%
620
– –
GS icon
266
Goldman Sachs
GS
$301B
$29K 0.02%
78
– –
CRWD icon
267
CrowdStrike
CRWD
$226B
$28K 0.02%
460
– –
IUSV icon
268
iShares Core S&P US Value ETF
IUSV
$27.8B
$28K 0.02%
390
– –
LOW icon
269
Lowe's Companies
LOW
$124B
$28K 0.02%
136
– –
ROBO icon
270
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
$28K 0.02%
430
– –
SPAK
271
DELISTED
Defiance Next Gen SPAC Derived ETF
SPAK
$28K 0.02%
1,230
– –
FV icon
272
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$27K 0.02%
600
– –
KMI icon
273
Kinder Morgan
KMI
$70.1B
$27K 0.02%
1,643
+18
+1% +$306
PHO icon
274
Invesco Water Resources ETF
PHO
$2.09B
$27K 0.02%
499
+35
+8% +$1.99K
VMBS icon
275
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$27K 0.02%
500
– –
9 10
11
12 13

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MA
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LA
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RWM
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HAC
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WHGC
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JCA
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EAM
EdenTree Asset Management London, United Kingdom $332M AUM 16.64% 1-Year Est. Return
CPI
Crestview Partners IV New York $332M AUM 9.14% 1-Year Est. Return

Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.