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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+7.31%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$110M
AUM Growth
+$12.9M
Cap. Flow
+$6.2M
Cap. Flow %
5.63%
Top 10 Hldgs %
27.22%
Holding
502
New
25
Increased
109
Reduced
101
Closed
33

Top Buys

Rank Stock Value
1
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$1.19M
2
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$843K
3
DIV icon
Global X SuperDividend US ETF
DIV
+$797K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$677K
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$485K

Top Sells

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$741K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$205K
3
OUT icon
Outfront Media
OUT
+$189K
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$139K
5
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$121K

Sector Composition

Rank Sector Weight
1 Communication Services 3.45%
2 Consumer Discretionary 3.18%
3 Technology 3.17%
4 Financials 1.71%
5 Real Estate 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCRD
251
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$19K 0.02%
2,975
-300
-9% -$2.02K
BBL
252
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$19K 0.02%
400
– –
AMGN icon
253
Amgen
AMGN
$226B
$18K 0.02%
75
– –
IWM icon
254
iShares Russell 2000 ETF
IWM
$81.5B
$18K 0.02%
109
– –
PEG icon
255
Public Service Enterprise Group
PEG
$37.2B
$18K 0.02%
300
– –
QCOM icon
256
Qualcomm
QCOM
$170B
$18K 0.02%
200
– –
ROBO icon
257
ROBO Global Robotics & Automation Index ETF
ROBO
$2.09B
$18K 0.02%
430
– –
KBE icon
258
State Street SPDR S&P Bank ETF
KBE
$1.71B
$17K 0.02%
350
– –
KRG icon
259
Kite Realty
KRG
$5.29B
$17K 0.02%
880
– –
PM icon
260
Philip Morris
PM
$290B
$17K 0.02%
200
-100
-33% -$8.24K
SFL icon
261
SFL Corp
SFL
$1.58B
$17K 0.02%
1,200
-2,072
-63% -$30K
COST icon
262
Costco
COST
$423B
$16K 0.01%
55
+15
+38% +$4.46K
FCAL icon
263
First Trust California Municipal High income ETF
FCAL
$220M
$16K 0.01%
300
– –
HPF
264
John Hancock Preferred Income Fund II
HPF
$345M
$16K 0.01%
721
-1,600
-69% -$35.3K
HPS
265
John Hancock Preferred Income Fund III
HPS
$459M
$16K 0.01%
850
-1,000
-54% -$19.1K
IXC icon
266
iShares Global Energy ETF
IXC
$2.72B
$16K 0.01%
525
-575
-52% -$17.6K
KKR icon
267
KKR & Co
KKR
$93.2B
$16K 0.01%
605
– –
SIRI icon
268
SiriusXM
SIRI
$9.7B
$16K 0.01%
230
+5
+2% +$337
VYM icon
269
Vanguard High Dividend Yield ETF
VYM
$83.7B
$16K 0.01%
170
– –
WMT icon
270
Walmart Inc
WMT
$897B
$16K 0.01%
393
– –
WPC icon
271
W.P. Carey
WPC
$16.1B
$16K 0.01%
204
– –
CLM icon
272
Cornerstone Strategic Value Fund
CLM
$2.24B
$15K 0.01%
1,369
+21
+2% +$231
CRON
273
Cronos Group
CRON
$1.11B
$15K 0.01%
2,000
-200
-9% -$1.53K
DPG
274
Duff & Phelps Utility and Infrastructure Fund
DPG
$517M
$15K 0.01%
1,000
– –
ETV
275
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$15K 0.01%
1,000
– –
9 10
11
12 13

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RWM
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HAC
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WHGC
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JCA
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3F
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EAM
EdenTree Asset Management London, United Kingdom $332M AUM 16.64% 1-Year Est. Return

Joseph P. Lucia & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Joseph P. Lucia & Associates held 502 positions worth $110M, up 13% from $97.1M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates deployed $6.2M of net new capital in Q4 2019, opening 25 new positions and adding to 109 existing holdings. Its largest new stake was Visa: 503 shares worth $95K.

By sector, the portfolio is most concentrated in Communication Services at 3.4% of assets, down from 4.3% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Netflix, an estimated $741K trimmed.

  • Joseph P. Lucia & Associates's largest Q4 2019 buy was Visa: 503 shares worth $95K.
  • Joseph P. Lucia & Associates added most to Invesco S&P 500 Equal Weight Consumer Staples ETF in Q4 2019, an estimated $1.19M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2019 reduction was Netflix, cutting an estimated $741K.
  • Joseph P. Lucia & Associates fully exited Outfront Media in Q4 2019, selling an estimated $189K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $110M portfolio in Q4 2019.
  • Joseph P. Lucia & Associates opened 25 new positions and closed 33 in Q4 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 13% quarter-over-quarter to $110M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2019, filed 23 Jan 2020.