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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
251
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$19K 0.02%
126
– –
CFMS
252
DELISTED
Conformis, Inc. Common Stock
CFMS
$19K 0.02%
400
– –
CAT icon
253
Caterpillar
CAT
$385B
$18K 0.02%
139
-80
-37% -$10.2K
GLW icon
254
Corning
GLW
$136B
$18K 0.02%
648
– –
WPC icon
255
W.P. Carey
WPC
$16.1B
$18K 0.02%
204
+102
+100% +$8.69K
ZG icon
256
Zillow
ZG
$7.66B
$18K 0.02%
600
+100
+20% +$3.96K
EFA icon
257
iShares MSCI EAFE ETF
EFA
$79.8B
$17K 0.02%
267
– –
EOS
258
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$17K 0.02%
1,000
– –
EYE icon
259
National Vision
EYE
$1.8B
$17K 0.02%
700
– –
REGN icon
260
Regeneron Pharmaceuticals
REGN
$83.2B
$17K 0.02%
61
– –
BBL
261
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$17K 0.02%
400
– –
AMLP icon
262
Alerian MLP ETF
AMLP
$13.3B
$16K 0.02%
356
-57
-14% -$2.7K
BBBY
263
Bed Bath & Beyond
BBBY
$423M
$16K 0.02%
2,043
-2,396
-54% -$32.7K
DPG
264
Duff & Phelps Utility and Infrastructure Fund
DPG
$517M
$16K 0.02%
1,000
– –
FCAL icon
265
First Trust California Municipal High income ETF
FCAL
$220M
$16K 0.02%
300
– –
IIPR icon
266
Innovative Industrial Properties
IIPR
$1.66B
$16K 0.02%
170
– –
IWM icon
267
iShares Russell 2000 ETF
IWM
$81.5B
$16K 0.02%
109
– –
KKR icon
268
KKR & Co
KKR
$93.2B
$16K 0.02%
605
– –
ROBO icon
269
ROBO Global Robotics & Automation Index ETF
ROBO
$2.09B
$16K 0.02%
430
– –
WMT icon
270
Walmart Inc
WMT
$897B
$16K 0.02%
393
– –
AMGN icon
271
Amgen
AMGN
$226B
$15K 0.02%
75
– –
BPT
272
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$15K 0.02%
1,645
– –
CLM icon
273
Cornerstone Strategic Value Fund
CLM
$2.24B
$15K 0.02%
1,348
+158
+13% +$1.81K
ETV
274
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$15K 0.02%
1,000
– –
FENG
275
Phoenix New Media
FENG
$18.5M
$15K 0.02%
1,000
– –
9 10
11
12 13

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Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.