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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-4.69%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$14.3M
Cap. Flow
-$7.47M
Cap. Flow %
-5.87%
Top 10 Hldgs %
33.39%
Holding
484
New
–
Increased
56
Reduced
35
Closed
373

Top Buys

Rank Stock Value
1
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$478K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$475K
3
TSLA icon
Tesla
TSLA
+$404K
4
AAPL icon
Apple
AAPL
+$397K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$296K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$318K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$252K
3
PEY icon
Invesco High Yield Equity Dividend Achievers ETF
PEY
+$200K
4
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$200K
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$198K

Sector Composition

Rank Sector Weight
1 Technology 5.53%
2 Consumer Discretionary 2.91%
3 Communication Services 2.07%
4 Utilities 0.65%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
226
GE Aerospace
GE
$382B
– –
-872
Closed -$35K
GILD icon
227
Gilead Sciences
GILD
$168B
– –
-425
Closed -$26K
GLW icon
228
Corning
GLW
$137B
– –
-648
Closed -$20K
GM icon
229
General Motors
GM
$78.4B
– –
-80
Closed -$3K
GOOD
230
Gladstone Commercial Corp
GOOD
$619M
– –
-1,000
Closed -$19K
GOVI icon
231
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
– –
-485
Closed -$15K
GS icon
232
Goldman Sachs
GS
$301B
– –
-78
Closed -$23K
GYLD icon
233
Arrow Dow Jones Global Yield ETF
GYLD
$37.9M
– –
-1,595
Closed -$21K
HDV
234
iShares Core High Dividend ETF
HDV
$15B
– –
-1,640
Closed -$33K
HERO icon
235
Global X Video Games & Esports ETF
HERO
$67.7M
– –
-1
Closed –
HON icon
236
Honeywell
HON
$72.9B
– –
-27
Closed -$4K
HPS
237
John Hancock Preferred Income Fund III
HPS
$462M
– –
-400
Closed -$6K
HPQ icon
238
HP
HPQ
$26.6B
– –
-700
Closed -$23K
HTGC icon
239
Hercules Capital
HTGC
$3.12B
– –
-3,171
Closed -$43K
HYDR icon
240
Global X Hydrogen ETF
HYDR
$101M
– –
-100
Closed -$6K
HYG icon
241
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-1,354
Closed -$100K
IAU icon
242
iShares Gold Trust
IAU
$64.8B
– –
-4,971
Closed -$171K
IEF icon
243
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-405
Closed -$41K
IEV icon
244
iShares Europe ETF
IEV
$1.7B
– –
-235
Closed -$10K
IFRA icon
245
iShares US Infrastructure ETF
IFRA
$4.61B
– –
-100
Closed -$3K
IGSB icon
246
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
– –
-325
Closed -$16K
IHE icon
247
iShares US Pharmaceuticals ETF
IHE
$1.65B
– –
-1,350
Closed -$86K
IIPR icon
248
Innovative Industrial Properties
IIPR
$1.67B
– –
-150
Closed -$16K
IJJ icon
249
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.02B
– –
-78
Closed -$7K
IJK icon
250
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
– –
-136
Closed -$9K
8 9
10
11 12

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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2022 Portfolio in Review

As of Q3 2022, Joseph P. Lucia & Associates held 484 positions worth $127M, down 10% from $142M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $7.47M in Q3 2022, closing 373 positions and reducing 35 holdings. Its most notable exit was Fidelity MSCI Materials Index ETF, an estimated $200K position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Joseph P. Lucia & Associates added an estimated $478K to ProShares S&P 500 Dividend Aristocrats ETF.

  • Joseph P. Lucia & Associates added most to ProShares S&P 500 Dividend Aristocrats ETF in Q3 2022, an estimated $478K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2022 reduction was Schwab US TIPS ETF, cutting an estimated $318K.
  • Joseph P. Lucia & Associates fully exited Fidelity MSCI Materials Index ETF in Q3 2022, selling an estimated $200K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $127M portfolio in Q3 2022.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 373 in Q3 2022.
  • Joseph P. Lucia & Associates's portfolio value fell 10% quarter-over-quarter to $127M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.