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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIM icon
226
WisdomTree International MidCap Dividend Fund
DIM
$168M
– –
-1,913
Closed -$128K
DNP icon
227
DNP Select Income Fund
DNP
$4.1B
– –
-100
Closed -$1K
DOC icon
228
Healthpeak Properties
DOC
$14.1B
– –
-87
Closed -$3K
DOCU
229
DocuSign
DOCU
$11.3B
– –
-100
Closed -$26K
DON icon
230
WisdomTree US MidCap Dividend Fund
DON
$4.09B
– –
-4,216
Closed -$175K
DOW icon
231
Dow Inc
DOW
$22.6B
– –
-833
Closed -$48K
DSI icon
232
iShares MSCI KLD 400 Social ETF
DSI
$5.51B
– –
-30
Closed -$2K
DTD icon
233
WisdomTree US Total Dividend Fund
DTD
$1.69B
– –
-550
Closed -$32K
DTH icon
234
WisdomTree International High Dividend Fund
DTH
$659M
– –
-3,160
Closed -$120K
DUK icon
235
Duke Energy
DUK
$96.1B
– –
-100
Closed -$10K
DX
236
Dynex Capital
DX
$3.21B
– –
-200
Closed -$3K
DXC icon
237
DXC Technology
DXC
$1.73B
– –
-86
Closed -$3K
EA
238
DELISTED
Electronic Arts
EA
– –
-40
Closed -$6K
EBIZ icon
239
Global X E-commerce ETF
EBIZ
$29.4M
– –
-140
Closed -$4K
EDIT icon
240
Editas Medicine
EDIT
$453M
– –
-38
Closed -$2K
EEM icon
241
iShares MSCI Emerging Markets ETF
EEM
$29.9B
– –
-250
Closed -$13K
EINC icon
242
VanEck Energy Income ETF
EINC
$79.1M
– –
-133
Closed -$7K
EMB icon
243
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
– –
-812
Closed -$89K
EMLC icon
244
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
– –
-1,165
Closed -$35K
EMQQ icon
245
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$276M
– –
-26,250
Closed -$1.3M
EMR icon
246
Emerson Electric
EMR
$91.7B
– –
-600
Closed -$57K
ENTG icon
247
Entegris
ENTG
$23B
– –
-25
Closed -$3K
ESGU icon
248
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
– –
-25
Closed -$2K
ESPO icon
249
VanEck Video Gaming and eSports ETF
ESPO
$258M
– –
-2,175
Closed -$141K
ETV
250
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.78B
– –
-850
Closed -$14K
8 9
10
11 12

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EAM
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CPI
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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.