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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCID icon
226
Lucid Motors
LCID
$2.64B
$44K 0.03%
173
– –
WFH
227
DELISTED
Direxion Work From Home ETF
WFH
$44K 0.03%
600
-35
-6% -$2.67K
PENN icon
228
PENN Entertainment
PENN
$2.57B
$43K 0.03%
597
+45
+8% +$3.31K
POWA icon
229
Invesco Bloomberg Pricing Power ETF
POWA
$184M
$43K 0.03%
650
– –
SQQQ icon
230
ProShares UltraPro Short QQQ
SQQQ
$1.77B
$43K 0.03%
+40
New +$40.4K
BABA icon
231
Alibaba
BABA
$306B
$42K 0.02%
286
+8
+3% +$1.46K
COIN icon
232
Coinbase
COIN
$39.2B
$42K 0.02%
185
+15
+9% +$3.69K
MUB icon
233
iShares National Muni Bond ETF
MUB
$45.8B
$42K 0.02%
360
– –
SDY icon
234
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$42K 0.02%
360
– –
CCL icon
235
Carnival Corporation Ltd
CCL
$38B
$40K 0.02%
1,602
– –
EYE icon
236
National Vision
EYE
$1.77B
$40K 0.02%
700
– –
IWV icon
237
iShares Russell 3000 ETF
IWV
$20.4B
$40K 0.02%
155
– –
XSD icon
238
State Street SPDR S&P Semiconductor ETF
XSD
$2.85B
$40K 0.02%
200
– –
FNDX icon
239
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$39K 0.02%
2,175
– –
WMT icon
240
Walmart Inc
WMT
$901B
$39K 0.02%
840
– –
FCAL icon
241
First Trust California Municipal High income ETF
FCAL
$220M
$38K 0.02%
700
– –
JNJ icon
242
Johnson & Johnson
JNJ
$626B
$38K 0.02%
236
+1
+0.4% +$171
SCHW
243
Charles Schwab
SCHW
$186B
$38K 0.02%
519
– –
REGN icon
244
Regeneron Pharmaceuticals
REGN
$82.1B
$37K 0.02%
61
– –
GYLD icon
245
Arrow Dow Jones Global Yield ETF
GYLD
$37.9M
$36K 0.02%
2,445
-250
-9% -$3.72K
RCL icon
246
Royal Caribbean
RCL
$82.1B
$36K 0.02%
409
– –
SPTL icon
247
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$36K 0.02%
880
– –
EMLC icon
248
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$35K 0.02%
1,165
– –
GILD icon
249
Gilead Sciences
GILD
$168B
$35K 0.02%
500
– –
IIPR icon
250
Innovative Industrial Properties
IIPR
$1.67B
$35K 0.02%
150
– –
8 9
10
11 12

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RWM
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HAC
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EAM
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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.