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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-17.17%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$89.9M
AUM Growth
-$20M
Cap. Flow
+$2.82M
Cap. Flow %
3.14%
Top 10 Hldgs %
28.06%
Holding
521
New
55
Increased
94
Reduced
92
Closed
54

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$817K
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$778K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$647K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$370K

Top Sells

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$465K
2
IAU icon
iShares Gold Trust
IAU
+$429K
3
CIM
Chimera Investment
CIM
+$365K
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$348K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$328K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.35%
2 Technology 3.72%
3 Communication Services 3.43%
4 Financials 1.59%
5 Utilities 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
226
Chevron
CVX
$386B
$19K 0.02%
264
– –
IVV icon
227
iShares Core S&P 500 ETF
IVV
$904B
$19K 0.02%
73
– –
NKE icon
228
Nike
NKE
$60.5B
$19K 0.02%
229
+204
+816% +$19K
NVO
229
Novo Nordisk
NVO
$203B
$19K 0.02%
+620
New +$18.5K
PFFD icon
230
Global X US Preferred ETF
PFFD
$2.16B
$19K 0.02%
+852
New +$20.5K
SO icon
231
Southern Company
SO
$106B
$19K 0.02%
+350
New +$22.2K
GS icon
232
Goldman Sachs
GS
$302B
$18K 0.02%
114
– –
IUSV icon
233
iShares Core S&P US Value ETF
IUSV
$27.8B
$18K 0.02%
390
– –
SDY icon
234
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$18K 0.02%
225
– –
BMY icon
235
Bristol-Myers Squibb
BMY
$130B
$17K 0.02%
305
-17
-5% -$1.04K
FSTA icon
236
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$17K 0.02%
515
– –
NFLX icon
237
Netflix
NFLX
$308B
$17K 0.02%
440
– –
SCHW
238
Charles Schwab
SCHW
$188B
$17K 0.02%
494
– –
XSD icon
239
State Street SPDR S&P Semiconductor ETF
XSD
$2.92B
$17K 0.02%
200
– –
AGNC icon
240
AGNC Investment
AGNC
$13B
$16K 0.02%
1,559
-1,336
-46% -$22.3K
FE icon
241
FirstEnergy
FE
$27B
$16K 0.02%
400
– –
INO icon
242
Inovio Pharmaceuticals
INO
$79.1M
$16K 0.02%
179
+10
+6% +$617
KKR icon
243
KKR & Co
KKR
$99.3B
$16K 0.02%
605
– –
MCD icon
244
McDonald's
MCD
$195B
$16K 0.02%
97
+50
+106% +$9.85K
OPI
245
DELISTED
Office Properties Income Trust
OPI
$16K 0.02%
578
– –
PSK icon
246
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
$16K 0.02%
421
– –
CLUB
247
DELISTED
Town Sports International Holdings, Inc.
CLUB
$16K 0.02%
32,209
+31,259
+3,290% +$52.4K
AMGN icon
248
Amgen
AMGN
$225B
$15K 0.02%
75
– –
BIIB icon
249
Biogen
BIIB
$30.5B
$15K 0.02%
+46
New +$14K
F icon
250
Ford
F
$55.2B
$15K 0.02%
3,200
+862
+37% +$6.46K
8 9
10
11 12

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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Joseph P. Lucia & Associates held 521 positions worth $89.9M, down 18% from $110M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates deployed $2.82M of net new capital in Q1 2020, opening 55 new positions and adding to 94 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.4% of assets, up from 3.2% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was First Trust Dow Jones Internet Index Fund ETF, an estimated $465K trimmed.

  • Joseph P. Lucia & Associates's largest Q1 2020 buy was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.
  • Joseph P. Lucia & Associates added most to iShares 20+ Year Treasury Bond ETF in Q1 2020, an estimated $817K increase.
  • Joseph P. Lucia & Associates's biggest Q1 2020 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $465K.
  • Joseph P. Lucia & Associates fully exited State Street SPDR S&P Oil & Gas Equipment & Services ETF in Q1 2020, selling an estimated $192K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $89.9M portfolio in Q1 2020.
  • Joseph P. Lucia & Associates opened 55 new positions and closed 54 in Q1 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 18% quarter-over-quarter to $89.9M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2020, filed 22 Apr 2020.