HIM

Herald Investment Management Portfolio holdings

AUM $674M
This Quarter Return
-15.26%
1 Year Return
+37.03%
3 Year Return
+258.57%
5 Year Return
+415.7%
10 Year Return
+2,221.51%
AUM
$312M
AUM Growth
+$312M
Cap. Flow
-$6.41M
Cap. Flow %
-2.05%
Top 10 Hldgs %
44.11%
Holding
94
New
2
Increased
–
Reduced
7
Closed
4

Top Buys

1
TEUM
Pareteum Corporation
TEUM
$3.46M
2
PS
Pluralsight, Inc. Class A Common Stock
PS
$2.18M
3
IMOS
ChipMOS TECHNOLOGIES
IMOS
$1.5K

Top Sells

1
WEB
Web.com Group, Inc.
WEB
$6.98M
2
AMZN icon
Amazon
AMZN
$1.5M
3
WIFI
Boingo Wireless, Inc.
WIFI
$843K
4
CIEN icon
Ciena
CIEN
$702K
5
SIMO icon
Silicon Motion
SIMO
$614K

Sector Composition

1 Technology 80.83%
2 Communication Services 4.41%
3 Industrials 3.1%
4 Consumer Discretionary 0.65%
5 Consumer Staples 0.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BLDP
51
Ballard Power Systems
BLDP
$568M
$1.53M 0.49%
640,000
– –
AMZN icon
52
Amazon
AMZN
$2.41T
$1.5M 0.48%
1,000
-1,000
-50% -$1.5M
MODN
53
DELISTED
MODEL N, INC.
MODN
$1.47M 0.47%
111,000
– –
AQ
54
DELISTED
Aquantia Corp. Common Stock
AQ
$1.45M 0.46%
165,000
– –
KLIC icon
55
Kulicke & Soffa
KLIC
$1.9B
$1.41M 0.45%
69,795
– –
IMOS
56
ChipMOS TECHNOLOGIES
IMOS
$598M
$1.4M 0.45%
83,485
-14,742
-15% +$1.5K
DL
57
DELISTED
China Distance Education Holdings Limited
DL
$1.37M 0.44%
206,473
– –
AMD icon
58
Advanced Micro Devices
AMD
$263B
$1.3M 0.42%
70,600
-5,000
-7% -$92.2K
TSEM icon
59
Tower Semiconductor
TSEM
$6.96B
$1.28M 0.41%
87,000
– –
RDCM icon
60
Radcom
RDCM
$215M
$1.19M 0.38%
161,000
– –
CKP
61
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$1.17M 0.37%
11,400
– –
TGEN
62
Tecogen Inc.
TGEN
$208M
$1.17M 0.37%
321,078
– –
CDNS icon
63
Cadence Design Systems
CDNS
$94.6B
$1.09M 0.35%
25,000
– –
TEAM icon
64
Atlassian
TEAM
$44.8B
$1.07M 0.34%
12,000
– –
ACCS
65
ACCESS Newswire Inc.
ACCS
$40.4M
$1.02M 0.33%
90,000
– –
SFE
66
DELISTED
Safeguard Scientifics, Inc.
SFE
$956K 0.31%
111,000
– –
AKAM icon
67
Akamai
AKAM
$11.1B
$928K 0.3%
15,200
– –
NPTN
68
DELISTED
NEOPHOTONICS CORP
NPTN
$907K 0.29%
140,000
– –
INTC icon
69
Intel
INTC
$105B
$892K 0.29%
19,000
– –
TER icon
70
Teradyne
TER
$19B
$878K 0.28%
28,000
– –
MU icon
71
Micron Technology
MU
$133B
$793K 0.25%
25,000
– –
TSM icon
72
TSMC
TSM
$1.2T
$700K 0.22%
19,000
– –
IDN icon
73
Intellicheck
IDN
$106M
$674K 0.22%
315,000
– –
AXTI icon
74
AXT Inc
AXTI
$142M
$652K 0.21%
150,000
– –
QCOM icon
75
Qualcomm
QCOM
$170B
$580K 0.19%
10,200
– –
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3
4