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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
-15.26%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$312M
AUM Growth
-$78.5M
Cap. Flow
-$6.15M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.11%
Holding
94
New
2
Increased
1
Reduced
6
Closed
4

Top Buys

Rank Stock Value
1
TEUM
Pareteum Corporation
TEUM
+$4.23M
2
PS
Pluralsight, Inc. Class A Common Stock
PS
+$2.13M
3
IMOS
ChipMOS TECHNOLOGIES
IMOS
+$1.53K

Top Sells

Rank Stock Value
1
WEB
Web.com Group, Inc.
WEB
+$6.97M
2
AMZN icon
Amazon
AMZN
+$1.66M
3
WIFI
Boingo Wireless, Inc.
WIFI
+$1.09M
4
CIEN icon
Ciena
CIEN
+$702K
5
SIMO icon
Silicon Motion
SIMO
+$696K

Sector Composition

Rank Sector Weight
1 Technology 80.83%
2 Communication Services 4.41%
3 Industrials 3.1%
4 Consumer Discretionary 0.65%
5 Consumer Staples 0.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLDP
51
Ballard Power Systems
BLDP
$790M
$1.53M 0.49%
640,000
– –
AMZN icon
52
Amazon
AMZN
$2.96T
$1.5M 0.48%
20,000
-20,000
-50% -$1.66M
MODN
53
DELISTED
MODEL N, INC.
MODN
$1.47M 0.47%
111,000
– –
AQ
54
DELISTED
Aquantia Corp. Common Stock
AQ
$1.45M 0.46%
165,000
– –
KLIC icon
55
Kulicke & Soffa
KLIC
$4.78B
$1.41M 0.45%
69,795
– –
IMOS
56
ChipMOS TECHNOLOGIES
IMOS
$1.83B
$1.4M 0.45%
83,485
+90
+0.1% +$1.53K
DL
57
DELISTED
China Distance Education Holdings Limited
DL
$1.37M 0.44%
206,473
– –
AMD icon
58
Advanced Micro Devices
AMD
$789B
$1.3M 0.42%
70,600
-5,000
-7% -$108K
TSEM icon
59
Tower Semiconductor
TSEM
$28.5B
$1.28M 0.41%
87,000
– –
RDCM icon
60
Radcom
RDCM
$169M
$1.19M 0.38%
161,000
– –
CKP
61
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$1.17M 0.37%
11,400
– –
TGEN
62
Tecogen Inc
TGEN
$116M
$1.17M 0.37%
321,078
– –
CDNS icon
63
Cadence Design Systems
CDNS
$93.4B
$1.09M 0.35%
25,000
– –
TEAM icon
64
Atlassian
TEAM
$37.8B
$1.07M 0.34%
12,000
– –
ACCS
65
ACCESS Newswire
ACCS
$26.3M
$1.02M 0.33%
90,000
– –
SFE
66
DELISTED
Safeguard Scientifics, Inc.
SFE
$956K 0.31%
111,000
– –
AKAM icon
67
Akamai
AKAM
$15.9B
$928K 0.3%
15,200
– –
NPTN
68
DELISTED
NEOPHOTONICS CORP
NPTN
$907K 0.29%
140,000
– –
INTC icon
69
Intel
INTC
$513B
$892K 0.29%
19,000
– –
TER icon
70
Teradyne
TER
$59.3B
$878K 0.28%
28,000
– –
MU icon
71
Micron Technology
MU
$991B
$793K 0.25%
25,000
– –
TSM icon
72
TSMC
TSM
$2.18T
$700K 0.22%
19,000
– –
IDN icon
73
Intellicheck
IDN
$79.6M
$674K 0.22%
315,000
– –
AXTI icon
74
AXT Inc
AXTI
$5.8B
$652K 0.21%
150,000
– –
QCOM icon
75
Qualcomm
QCOM
$176B
$580K 0.19%
10,200
– –
1 2
3
4

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TWP
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CT
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SI
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HCP
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GFI
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IA
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KAM
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Herald Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Herald Investment Management held 94 positions worth $312M, down 20% from $391M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Herald Investment Management's Q4 2018 filing shows 2 new, 1 increased, 6 reduced and 4 closed positions. Its largest new stake was Pareteum Corporation: 2,035,392 shares worth $3.46M. The largest sale was Web.com Group, Inc., an estimated $6.97M.

By sector, the portfolio is most concentrated in Technology at 81% of assets, up from 77% a quarter earlier, followed by Communication Services and Industrials.

  • Herald Investment Management's largest Q4 2018 buy was Pareteum Corporation: 2,035,392 shares worth $3.46M.
  • Herald Investment Management added most to ChipMOS TECHNOLOGIES in Q4 2018, an estimated $1.53K increase.
  • Herald Investment Management's biggest Q4 2018 reduction was Amazon, cutting an estimated $1.66M.
  • Herald Investment Management fully exited Web.com Group, Inc. in Q4 2018, selling an estimated $6.97M.
  • Herald Investment Management's ten largest holdings make up 44% of its $312M portfolio in Q4 2018.
  • Herald Investment Management opened 2 new positions and closed 4 in Q4 2018.
  • Herald Investment Management's portfolio value fell 20% quarter-over-quarter to $312M.

Based on Herald Investment Management's 13F filing for Q4 2018, filed 15 Feb 2019.