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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+29.91%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$561M
AUM Growth
+$96.4M
Cap. Flow
-$18.1M
Cap. Flow %
-3.23%
Top 10 Hldgs %
40.29%
Holding
99
New
3
Increased
8
Reduced
9
Closed
5

Top Buys

Rank Stock Value
1
ONDS icon
Ondas Inc
ONDS
+$2.79M
2
TLS icon
Telos
TLS
+$2.6M
3
PING
Ping Identity Holding Corp.
PING
+$1.31M
4
MIME
Mimecast Limited
MIME
+$1.11M
5
QLYS icon
Qualys
QLYS
+$1.09M

Top Sells

Rank Stock Value
1
FIVN icon
FIVE9
FIVN
+$7.98M
2
IPHI
INPHI CORPORATION
IPHI
+$5.9M
3
LPSN icon
LivePerson
LPSN
+$3.27M
4
POWI icon
Power Integrations
POWI
+$2.58M
5
VERI icon
Veritone
VERI
+$2.25M

Sector Composition

Rank Sector Weight
1 Technology 86.99%
2 Industrials 4.67%
3 Communication Services 3.62%
4 Consumer Discretionary 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEGA icon
1
Pegasystems
PEGA
$5.02B
$42.4M 7.57%
638,000
-32,600
-5% -$2.08M
LPSN icon
2
LivePerson
LPSN
$21.8M
$26.5M 4.72%
28,377
-3,803
-12% -$3.27M
FIVN icon
3
FIVE9
FIVN
$2.11B
$25.3M 4.52%
145,600
-52,450
-26% -$7.98M
VRNS icon
4
Varonis Systems
VRNS
$4.59B
$25M 4.47%
459,000
– –
RDWR icon
5
Radware
RDWR
$1.1B
$21.3M 3.81%
770,000
– –
DSGX icon
6
Descartes Systems
DSGX
$6.44B
$19.8M 3.53%
338,600
– –
APPS icon
7
Digital Turbine
APPS
$975M
$18M 3.21%
318,500
-11,500
-3% -$472K
SIMO icon
8
Silicon Motion
SIMO
$8.6B
$17.2M 3.06%
357,206
– –
MIME
9
DELISTED
Mimecast Limited
MIME
$15.3M 2.73%
269,000
+24,000
+10% +$1.11M
BLDP
10
Ballard Power Systems
BLDP
$805M
$15M 2.67%
640,000
– –
FN icon
11
Fabrinet
FN
$15.6B
$15M 2.67%
193,000
+15,500
+9% +$1.05M
QLYS icon
12
Qualys
QLYS
$5.1B
$12M 2.14%
98,250
+11,000
+13% +$1.09M
VICR icon
13
Vicor
VICR
$9.56B
$11.3M 2.01%
122,000
– –
BAND
14
Bandwidth Inc
BAND
$1.26B
$11.2M 2%
72,841
– –
CEVA icon
15
CEVA Inc
CEVA
$910M
$11.1M 1.99%
244,882
– –
SPSC icon
16
SPS Commerce
SPSC
$2.69B
$10.9M 1.94%
100,000
– –
SMCI icon
17
Super Micro Computer
SMCI
$18.4B
$10.1M 1.8%
3,185,000
– –
MNDT
18
DELISTED
Mandiant, Inc. Common Stock
MNDT
$9.6M 1.71%
416,200
+34,200
+9% +$527K
CLDR
19
DELISTED
Cloudera, Inc.
CLDR
$8.67M 1.55%
623,721
– –
BCOV
20
DELISTED
Brightcove, Inc.
BCOV
$8.67M 1.55%
471,000
– –
EPAY
21
DELISTED
Bottomline Technologies Inc
EPAY
$8.59M 1.53%
162,800
– –
SAIL
22
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$8.26M 1.47%
155,000
– –
TTEC icon
23
TTEC Holdings
TTEC
$121M
$8.02M 1.43%
109,970
+4,170
+4% +$271K
AKTS
24
DELISTED
Akoustis Technologies Inc
AKTS
$7.69M 1.37%
628,636
– –
SHSP
25
DELISTED
SharpSpring, Inc.
SHSP
$7.3M 1.3%
448,293
+60,000
+15% +$835K
1
2 3 4

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Herald Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Herald Investment Management held 99 positions worth $561M, up 21% from $464M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Herald Investment Management withdrew a net $18.1M in Q4 2020, closing 5 positions and reducing 9 holdings. Its most notable exit was INPHI CORPORATION, an estimated $5.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 87% of assets, up from 85% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Herald Investment Management opened a new position in Ondas Inc worth $3.71M.

  • Herald Investment Management's largest Q4 2020 buy was Ondas Inc: 400,000 shares worth $3.71M.
  • Herald Investment Management added most to Ping Identity Holding Corp. in Q4 2020, an estimated $1.31M increase.
  • Herald Investment Management's biggest Q4 2020 reduction was FIVE9, cutting an estimated $7.98M.
  • Herald Investment Management fully exited INPHI CORPORATION in Q4 2020, selling an estimated $5.9M.
  • Herald Investment Management's ten largest holdings make up 40% of its $561M portfolio in Q4 2020.
  • Herald Investment Management opened 3 new positions and closed 5 in Q4 2020.
  • Herald Investment Management's portfolio value rose 21% quarter-over-quarter to $561M.

Based on Herald Investment Management's 13F filing for Q4 2020, filed 16 Feb 2021.