We are live on ! Find out more
HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
-0.6%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$250M
AUM Growth
-$1.22M
Cap. Flow
+$4.32M
Cap. Flow %
1.73%
Top 10 Hldgs %
39.95%
Holding
93
New
8
Increased
3
Reduced
3
Closed
3

Top Buys

Rank Stock Value
1
KFX
KOFAX LIMITED COM STK
KFX
+$16.2M
2
AMBR
Amber Road Inc
AMBR
+$2.95M
3
GLUU
Glu Mobile Inc.
GLUU
+$1.68M
4
MRVC
MRV Communications Inc
MRVC
+$1.58M
5
BRDR
BODERFREE INC COM
BRDR
+$1.46M

Top Sells

Rank Stock Value
1
PLXT
PLX TECHNOLOGY INC
PLXT
+$3.07M
2
MCRS
MICROS SYSTEMS INC
MCRS
+$2.71M
3
QCOM icon
Qualcomm
QCOM
+$765K
4
AAPL icon
Apple
AAPL
+$245K
5
CKP
CHECKPOINT SYSTEMS INC
CKP
+$132K

Sector Composition

Rank Sector Weight
1 Technology 61.66%
2 Industrials 3.16%
3 Communication Services 2.89%
4 Healthcare 0.95%
5 Consumer Discretionary 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADVS
1
DELISTED
Advent Software Inc
ADVS
$15.1M 6.02%
436,588
– –
SIMO icon
2
Silicon Motion
SIMO
$8.29B
$14.2M 5.68%
600,000
– –
KFX
3
DELISTED
KOFAX LIMITED COM STK
KFX
$13M 5.21%
+2,100,000
New +$16.2M
RDWR icon
4
Radware
RDWR
$1.23B
$12.8M 5.12%
676,000
– –
PEGA icon
5
Pegasystems
PEGA
$4.7B
$8.26M 3.3%
762,000
– –
CAVM
6
DELISTED
Cavium, Inc.
CAVM
$8.08M 3.23%
157,500
– –
MLNX
7
DELISTED
Mellanox Technologies, Ltd.
MLNX
$7.99M 3.19%
178,400
– –
DSGX icon
8
Descartes Systems
DSGX
$6.09B
$7.45M 2.98%
550,000
– –
BIRT
9
DELISTED
Actuate Corp
BIRT
$6.82M 2.73%
1,594,100
– –
VSAT icon
10
Viasat
VSAT
$10.2B
$6.26M 2.5%
100,000
– –
NTCT icon
11
NETSCOUT
NTCT
$2.86B
$5.53M 2.21%
150,000
– –
YELP icon
12
Yelp
YELP
$1.45B
$5.4M 2.16%
90,000
– –
AVG
13
DELISTED
AVG Technologies N.V.
AVG
$5.38M 2.15%
300,000
– –
MENT
14
DELISTED
Mentor Graphics Corp
MENT
$5.29M 2.12%
250,000
– –
PFPT
15
DELISTED
Proofpoint, Inc.
PFPT
$5.26M 2.1%
119,403
– –
CEVA icon
16
CEVA Inc
CEVA
$980M
$5.19M 2.07%
318,382
– –
WEB
17
DELISTED
Web.com Group, Inc.
WEB
$5.13M 2.05%
250,000
– –
OSPN icon
18
OneSpan
OSPN
$562M
$5.06M 2.02%
200,000
– –
ADEA icon
19
Adeia
ADEA
$2.88B
$5.03M 2.01%
625,919
– –
EPIQ
20
DELISTED
EPIQ SYSTEMS INC
EPIQ
$4.81M 1.92%
300,000
– –
WIFI
21
DELISTED
Boingo Wireless, Inc.
WIFI
$4.61M 1.84%
660,000
– –
CODE
22
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$4.55M 1.82%
221,200
– –
HYGS
23
DELISTED
Hydrogenics Corp
HYGS
$3.71M 1.48%
210,000
– –
CALD
24
DELISTED
Callidus Software, Inc.
CALD
$3.66M 1.46%
260,000
– –
BCOV
25
DELISTED
Brightcove, Inc.
BCOV
$3.01M 1.2%
471,000
– –
1
2 3 4

Similar funds

JJBC
James J. Burns & Company Melville, New York $737M AUM 17.98% 1-Year Est. Return
QI
Qtron Investments Boston, Massachusetts $738M AUM 32.56% 1-Year Est. Return
CCM
Canal Capital Management Richmond, Virginia $739M AUM 19.12% 1-Year Est. Return
GWS
Glassman Wealth Services Vienna, Virginia $736M AUM 17.99% 1-Year Est. Return
TWP
TFO Wealth Partners Maumee, Ohio $735M AUM 21.07% 1-Year Est. Return
CNB
Camden National Bank Camden, Maine $739M AUM 14.29% 1-Year Est. Return
CT
Colonial Trust Spartanburg, South Carolina $735M AUM 18% 1-Year Est. Return
SI
Seeds Investor New York $735M AUM 17.54% 1-Year Est. Return

Herald Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Herald Investment Management held 93 positions worth $250M, down 0.49% from $252M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Herald Investment Management's Q3 2014 filing shows 8 new, 3 increased, 3 reduced and 3 closed positions. Its largest new stake was KOFAX LIMITED COM STK: 2,100,000 shares worth $13M. The largest sale was PLX TECHNOLOGY INC, an estimated $3.07M.

By sector, the portfolio is most concentrated in Technology at 62% of assets, up from 57% a quarter earlier, followed by Industrials and Communication Services.

  • Herald Investment Management's largest Q3 2014 buy was KOFAX LIMITED COM STK: 2,100,000 shares worth $13M.
  • Herald Investment Management added most to Alphabet (Google) Class C in Q3 2014, an estimated $939K increase.
  • Herald Investment Management's biggest Q3 2014 reduction was Qualcomm, cutting an estimated $765K.
  • Herald Investment Management fully exited PLX TECHNOLOGY INC in Q3 2014, selling an estimated $3.07M.
  • Herald Investment Management's ten largest holdings make up 40% of its $250M portfolio in Q3 2014.
  • Herald Investment Management opened 8 new positions and closed 3 in Q3 2014.
  • Herald Investment Management's portfolio value fell 0.49% quarter-over-quarter to $250M.

Based on Herald Investment Management's 13F filing for Q3 2014, filed 12 Nov 2014.