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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
-13.3%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$330M
AUM Growth
-$62.2M
Cap. Flow
+$5.76M
Cap. Flow %
1.74%
Top 10 Hldgs %
45.15%
Holding
96
New
6
Increased
4
Reduced
6
Closed
3

Top Buys

Rank Stock Value
1
VICR icon
Vicor
VICR
+$2.47M
2
AGYS icon
Agilysys
AGYS
+$2.11M
3
RESN
Resonant Inc.
RESN
+$1.93M
4
OOMA icon
Ooma
OOMA
+$1.82M
5
RADA
Rada Electronic Industries Ltd
RADA
+$1.81M

Top Sells

Rank Stock Value
1
QUMU
Qumu Corp.
QUMU
+$1.85M
2
AAPL icon
Apple
AAPL
+$1.18M
3
JOBS
51job Inc
JOBS
+$608K
4
ENV
ENVESTNET, INC.
ENV
+$591K
5
MSFT icon
Microsoft
MSFT
+$570K

Sector Composition

Rank Sector Weight
1 Technology 84.37%
2 Communication Services 3.9%
3 Industrials 3.4%
4 Consumer Discretionary 1.11%
5 Financials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEGA icon
1
Pegasystems
PEGA
$5.02B
$23.9M 7.23%
670,600
– –
MLNX
2
DELISTED
Mellanox Technologies, Ltd.
MLNX
$23.3M 7.06%
192,270
– –
FIVN icon
3
FIVE9
FIVN
$2.11B
$18M 5.46%
236,000
– –
RDWR icon
4
Radware
RDWR
$1.1B
$16.2M 4.91%
770,000
– –
DSGX icon
5
Descartes Systems
DSGX
$6.44B
$15.7M 4.74%
456,300
– –
SIMO icon
6
Silicon Motion
SIMO
$8.6B
$13.1M 3.97%
357,206
– –
LPSN icon
7
LivePerson
LPSN
$21.8M
$11.4M 3.44%
33,333
– –
FN icon
8
Fabrinet
FN
$15.6B
$9.68M 2.93%
177,500
– –
VRNS icon
9
Varonis Systems
VRNS
$4.59B
$9.68M 2.93%
459,000
+4,500
+1% +$118K
AYX
10
DELISTED
Alteryx Inc
AYX
$8.17M 2.48%
86,000
– –
MIME
11
DELISTED
Mimecast Limited
MIME
$7.94M 2.4%
225,000
– –
QLYS icon
12
Qualys
QLYS
$5.1B
$7.58M 2.29%
87,250
– –
IPHI
13
DELISTED
INPHI CORPORATION
IPHI
$7.09M 2.15%
90,000
– –
CEVA icon
14
CEVA Inc
CEVA
$910M
$6.08M 1.84%
244,882
– –
SMCI icon
15
Super Micro Computer
SMCI
$18.4B
$6.04M 1.83%
2,860,000
– –
EPAY
16
DELISTED
Bottomline Technologies Inc
EPAY
$5.44M 1.65%
148,800
– –
JOBS
17
DELISTED
51job Inc
JOBS
$5.25M 1.59%
86,000
-8,000
-9% -$608K
BAND
18
Bandwidth Inc
BAND
$1.26B
$4.9M 1.48%
72,841
– –
BLDP
19
Ballard Power Systems
BLDP
$805M
$4.86M 1.47%
640,000
– –
IOTS
20
DELISTED
Adesto Technologies Corp
IOTS
$4.82M 1.46%
431,000
– –
CLDR
21
DELISTED
Cloudera, Inc.
CLDR
$4.71M 1.43%
599,908
– –
SPSC icon
22
SPS Commerce
SPSC
$2.64B
$4.65M 1.41%
100,000
– –
CYBR
23
DELISTED
CyberArk
CYBR
$4.47M 1.35%
52,400
– –
MSFT icon
24
Microsoft
MSFT
$3.45T
$4.28M 1.3%
27,132
-3,468
-11% -$570K
WIFI
25
DELISTED
Boingo Wireless, Inc.
WIFI
$3.72M 1.13%
351,739
– –
1
2 3 4

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Herald Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Herald Investment Management held 96 positions worth $330M, down 16% from $392M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Herald Investment Management's Q1 2020 filing shows 6 new, 4 increased, 6 reduced and 3 closed positions. Its largest new stake was Vicor: 52,000 shares worth $2.3M. The largest sale was Qumu Corp., an estimated $1.85M.

By sector, the portfolio is most concentrated in Technology at 84% of assets, up from 83% a quarter earlier, followed by Communication Services and Industrials.

  • Herald Investment Management's largest Q1 2020 buy was Vicor: 52,000 shares worth $2.3M.
  • Herald Investment Management added most to Inuvo in Q1 2020, an estimated $319K increase.
  • Herald Investment Management's biggest Q1 2020 reduction was Apple, cutting an estimated $1.18M.
  • Herald Investment Management fully exited Qumu Corp. in Q1 2020, selling an estimated $1.85M.
  • Herald Investment Management's ten largest holdings make up 45% of its $330M portfolio in Q1 2020.
  • Herald Investment Management opened 6 new positions and closed 3 in Q1 2020.
  • Herald Investment Management's portfolio value fell 16% quarter-over-quarter to $330M.

Based on Herald Investment Management's 13F filing for Q1 2020, filed 14 May 2020.