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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+2.04%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$608M
AUM Growth
-$5.63M
Cap. Flow
-$1.06M
Cap. Flow %
-0.17%
Top 10 Hldgs %
39.63%
Holding
106
New
6
Increased
13
Reduced
6
Closed
4

Top Buys

Rank Stock Value
1
NABL icon
N-able
NABL
+$4.29M
2
CGNT icon
Cognyte Software
CGNT
+$3.84M
3
FORM icon
FormFactor
FORM
+$3.46M
4
VERX icon
Vertex
VERX
+$2.9M
5
AVID
Avid Technology Inc
AVID
+$2.01M

Top Sells

Rank Stock Value
1
FIVN icon
FIVE9
FIVN
+$13.4M
2
SHSP
SharpSpring, Inc.
SHSP
+$7.56M
3
TLND
Talend S.A. American Depositary Shares
TLND
+$4.82M
4
DSGX icon
Descartes Systems
DSGX
+$1.41M
5
MDLA
Medallia, Inc.
MDLA
+$842K

Sector Composition

Rank Sector Weight
1 Technology 87.32%
2 Communication Services 4.36%
3 Industrials 3.82%
4 Consumer Discretionary 0.84%
5 Healthcare 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEGA icon
1
Pegasystems
PEGA
$4.94B
$40.5M 6.66%
638,000
– –
VRNS icon
2
Varonis Systems
VRNS
$4.58B
$27.9M 4.59%
459,000
– –
DSGX icon
3
Descartes Systems
DSGX
$6.39B
$26M 4.27%
320,000
-18,600
-5% -$1.41M
RDWR icon
4
Radware
RDWR
$1.05B
$26M 4.27%
770,000
– –
LPSN icon
5
LivePerson
LPSN
$22M
$25.1M 4.12%
28,377
– –
SIMO icon
6
Silicon Motion
SIMO
$8.65B
$24.6M 4.05%
357,206
– –
FN icon
7
Fabrinet
FN
$15.7B
$19.8M 3.25%
193,000
– –
MIME
8
DELISTED
Mimecast Limited
MIME
$18.7M 3.08%
295,000
– –
VICR icon
9
Vicor
VICR
$9.42B
$16.4M 2.69%
122,000
– –
SPSC icon
10
SPS Commerce
SPSC
$2.42B
$16.1M 2.65%
100,000
– –
SMCI icon
11
Super Micro Computer
SMCI
$17.9B
$13.2M 2.17%
3,615,000
– –
APPS icon
12
Digital Turbine
APPS
$990M
$11.7M 1.92%
170,000
– –
QLYS icon
13
Qualys
QLYS
$4.99B
$10.9M 1.8%
98,250
– –
CEVA icon
14
CEVA Inc
CEVA
$916M
$10.7M 1.75%
250,000
+5,118
+2% +$232K
TTEC icon
15
TTEC Holdings
TTEC
$126M
$10.3M 1.69%
109,970
– –
CLDR
16
DELISTED
Cloudera, Inc.
CLDR
$9.95M 1.64%
623,721
– –
KLIC icon
17
Kulicke & Soffa
KLIC
$4.62B
$8.93M 1.47%
153,295
– –
BAND
18
Bandwidth Inc
BAND
$1.25B
$8.13M 1.34%
90,000
+17,159
+24% +$1.98M
RMNI icon
19
Rimini Street
RMNI
$454M
$7.69M 1.26%
798,203
+78,203
+11% +$678K
BLDP
20
Ballard Power Systems
BLDP
$841M
$7.58M 1.25%
539,800
– –
MSFT icon
21
Microsoft
MSFT
$3.35T
$7.5M 1.23%
26,632
-500
-2% -$145K
MNDT
22
DELISTED
Mandiant, Inc. Common Stock
MNDT
$7.4M 1.22%
416,200
– –
AVID
23
DELISTED
Avid Technology Inc
AVID
$7.23M 1.19%
250,000
+65,000
+35% +$2.01M
EPAY
24
DELISTED
Bottomline Technologies Inc
EPAY
$7.15M 1.18%
182,000
– –
AAPL icon
25
Apple
AAPL
$4.9T
$6.84M 1.13%
48,440
– –
1
2 3 4 5

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Herald Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Herald Investment Management held 106 positions worth $608M, down 0.92% from $614M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Herald Investment Management's Q3 2021 filing shows 6 new, 13 increased, 6 reduced and 4 closed positions. Its largest new stake was N-able: 313,000 shares worth $3.88M. The largest sale was FIVE9, an estimated $13.4M.

By sector, the portfolio is most concentrated in Technology at 87% of assets, up from 87% a quarter earlier, followed by Communication Services and Industrials.

  • Herald Investment Management's largest Q3 2021 buy was N-able: 313,000 shares worth $3.88M.
  • Herald Investment Management added most to Avid Technology Inc in Q3 2021, an estimated $2.01M increase.
  • Herald Investment Management's biggest Q3 2021 reduction was FIVE9, cutting an estimated $13.4M.
  • Herald Investment Management fully exited SharpSpring, Inc. in Q3 2021, selling an estimated $7.56M.
  • Herald Investment Management's ten largest holdings make up 40% of its $608M portfolio in Q3 2021.
  • Herald Investment Management opened 6 new positions and closed 4 in Q3 2021.
  • Herald Investment Management's portfolio value fell 0.92% quarter-over-quarter to $608M.

Based on Herald Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.