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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+12.46%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$258M
AUM Growth
+$7.97M
Cap. Flow
-$7.91M
Cap. Flow %
-3.06%
Top 10 Hldgs %
41.54%
Holding
92
New
2
Increased
1
Reduced
2
Closed
6

Top Buys

Rank Stock Value
1
NMBL
Nimble Storage, Inc.
NMBL
+$2.4M
2
QLYS icon
Qualys
QLYS
+$1.87M
3
ZPIN
Zhaopin Limited
ZPIN
+$505K

Top Sells

Rank Stock Value
1
PSMI
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
+$2.86M
2
AMBR
Amber Road Inc
AMBR
+$2.66M
3
TGEN
Tecogen Inc
TGEN
+$1.46M
4
MRVC
MRV Communications Inc
MRVC
+$1.35M
5
EFOI icon
Energy Focus
EFOI
+$1.2M

Sector Composition

Rank Sector Weight
1 Technology 63.68%
2 Industrials 3.13%
3 Communication Services 2.24%
4 Healthcare 0.98%
5 Consumer Staples 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDWR icon
1
Radware
RDWR
$1.23B
$14.9M 5.76%
676,000
– –
KFX
2
DELISTED
KOFAX LIMITED COM STK
KFX
$14.6M 5.67%
2,100,000
– –
SIMO icon
3
Silicon Motion
SIMO
$8.29B
$14.2M 5.49%
600,000
– –
ADVS
4
DELISTED
Advent Software Inc
ADVS
$13.4M 5.18%
436,588
– –
BIRT
5
DELISTED
Actuate Corp
BIRT
$10.5M 4.07%
1,594,100
– –
CAVM
6
DELISTED
Cavium, Inc.
CAVM
$9.72M 3.76%
157,500
– –
DSGX icon
7
Descartes Systems
DSGX
$6.09B
$8.15M 3.16%
550,000
– –
PEGA icon
8
Pegasystems
PEGA
$4.7B
$7.91M 3.06%
762,000
– –
MLNX
9
DELISTED
Mellanox Technologies, Ltd.
MLNX
$7.62M 2.95%
178,400
– –
VSAT icon
10
Viasat
VSAT
$10.2B
$6.3M 2.44%
100,000
– –
AVG
11
DELISTED
AVG Technologies N.V.
AVG
$5.92M 2.29%
300,000
– –
ADEA icon
12
Adeia
ADEA
$2.88B
$5.92M 2.29%
625,919
– –
CODE
13
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$5.86M 2.27%
171,200
-50,000
-23% -$1.19M
CEVA icon
14
CEVA Inc
CEVA
$980M
$5.78M 2.24%
318,382
– –
PFPT
15
DELISTED
Proofpoint, Inc.
PFPT
$5.76M 2.23%
119,403
– –
OSPN icon
16
OneSpan
OSPN
$562M
$5.64M 2.18%
200,000
– –
NTCT icon
17
NETSCOUT
NTCT
$2.91B
$5.48M 2.12%
150,000
– –
MENT
18
DELISTED
Mentor Graphics Corp
MENT
$5.48M 2.12%
250,000
– –
EPIQ
19
DELISTED
EPIQ SYSTEMS INC
EPIQ
$5.12M 1.98%
300,000
– –
WIFI
20
DELISTED
Boingo Wireless, Inc.
WIFI
$5.06M 1.96%
660,000
– –
YELP icon
21
Yelp
YELP
$1.45B
$4.92M 1.91%
90,000
– –
WEB
22
DELISTED
Web.com Group, Inc.
WEB
$4.75M 1.84%
250,000
– –
CALD
23
DELISTED
Callidus Software, Inc.
CALD
$4.24M 1.64%
260,000
– –
BCOV
24
DELISTED
Brightcove, Inc.
BCOV
$3.66M 1.42%
471,000
– –
JOBS
25
DELISTED
51job Inc
JOBS
$2.87M 1.11%
80,000
– –
1
2 3 4

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CCM
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GWS
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TWP
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CNB
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Herald Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Herald Investment Management held 92 positions worth $258M, up 3.2% from $250M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Herald Investment Management withdrew a net $7.91M in Q4 2014, closing 6 positions and reducing 2 holdings. Its most notable exit was PEREGRINE SEMICONDUCTOR CORP COM STK (DE), an estimated $2.86M position sold in full.

By sector, the portfolio is most concentrated in Technology at 64% of assets, up from 62% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Herald Investment Management opened a new position in Qualys worth $2.11M.

  • Herald Investment Management's largest Q4 2014 buy was Qualys: 56,000 shares worth $2.11M.
  • Herald Investment Management added most to Nimble Storage, Inc. in Q4 2014, an estimated $2.4M increase.
  • Herald Investment Management's biggest Q4 2014 reduction was SPANSION INC, CLASS A COMMON STOCK, cutting an estimated $1.19M.
  • Herald Investment Management fully exited PEREGRINE SEMICONDUCTOR CORP COM STK (DE) in Q4 2014, selling an estimated $2.86M.
  • Herald Investment Management's ten largest holdings make up 42% of its $258M portfolio in Q4 2014.
  • Herald Investment Management opened 2 new positions and closed 6 in Q4 2014.
  • Herald Investment Management's portfolio value rose 3.2% quarter-over-quarter to $258M.

Based on Herald Investment Management's 13F filing for Q4 2014, filed 12 Feb 2015.