Herald Investment Management’s Cavium, Inc. CAVM Stock Holding History

Herald Investment Management’s Portfolio CAVM Stock Details CAVM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-100,000	Closed	-$5.82M	–	87
2016 Q3	$5.82M	Hold	100,000	–	–	2.16%	17
2016 Q2	$3.86M	Sell	100,000 -53,750	-35%	-$2.66M	1.62%	22
2016 Q1	$9.4M	Hold	153,750	–	–	4%	5
2015 Q4	$10.1M	Hold	153,750	–	–	4.23%	5
2015 Q3	$9.44M	Buy	+153,750	New	+$10.3M	4.18%	4
2015 Q1	$11.2M	Sell	153,750 -3,750	-2%	-$243K	4.04%	5
2014 Q4	$9.72M	Hold	157,500	–	–	3.76%	6
2014 Q3	$8.08M	Hold	157,500	–	–	3.23%	6
2014 Q2	$7.82M	Hold	157,500	–	–	3.11%	7
2014 Q1	$6.59M	Hold	157,500	–	–	2.61%	12
2013 Q4	$5.43M	Hold	157,500	–	–	2.17%	14
2013 Q3	$5.73M	Hold	157,500	–	–	2.48%	15
2013 Q2	$5.57M	Buy	+157,500	New	+$5.26M	2.6%	13

Other funds holding CAVM

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

AIM

abrdn Investment Management Edinburgh, United Kingdom $29.6B AUM 25.48% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Herald Investment Management's CAVM Position: Q4 2016 in Review

Herald Investment Management sold out of Cavium, Inc. (CAVM) in Q4 2016, closing a stake of 100,000 shares — an estimated $5.82M sold.

Herald Investment Management first reported a position in CAVM in Q2 2013 and held it in 13 quarters. The position peaked at $11.2M in Q1 2015. 230 funds tracked by Wall St. Rank hold CAVM as of Q4 2016.

Herald Investment Management reported no remaining Cavium, Inc. position as of Q4 2016 after selling out during the quarter.
Herald Investment Management sold 100,000 Cavium, Inc. shares in Q4 2016, an estimated $5.82M.
Herald Investment Management first reported a position in Cavium, Inc. in Q2 2013 and held it in 13 quarters.
Herald Investment Management's Cavium, Inc. position peaked at $11.2M in Q1 2015.
230 funds tracked by Wall St. Rank held Cavium, Inc. as of Q4 2016.

Based on Herald Investment Management's 13F filing for Q4 2016, filed 13 Feb 2017.