Herald Investment Management’s Proofpoint, Inc. PFPT Stock Holding History

Herald Investment Management’s Portfolio PFPT Stock Details PFPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-92,403	Closed	-$5.83M	–	82
2016 Q2	$5.83M	Hold	92,403	–	–	2.44%	10
2016 Q1	$4.97M	Hold	92,403	–	–	2.11%	14
2015 Q4	$6M	Sell	92,403 -27,000	-23%	-$1.81M	2.51%	10
2015 Q3	$7.2M	Buy	+119,403	New	+$7.42M	3.19%	6
2015 Q1	$7.13M	Hold	119,403	–	–	2.58%	9
2014 Q4	$5.76M	Hold	119,403	–	–	2.23%	15
2014 Q3	$5.26M	Hold	119,403	–	–	2.1%	15
2014 Q2	$4.47M	Buy	119,403 +105,403	+753%	+$3.37M	1.78%	20
2014 Q1	$501K	Buy	+14,000	New	+$547K	0.2%	70

Other funds holding PFPT

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

EAM

Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

OppenheimerFunds New York $80.4B AUM 15.1% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Herald Investment Management's PFPT Position: Q3 2016 in Review

Herald Investment Management sold out of Proofpoint, Inc. (PFPT) in Q3 2016, closing a stake of 92,403 shares — an estimated $5.83M sold.

Herald Investment Management first reported a position in PFPT in Q1 2014 and held it in 9 quarters. The position peaked at $7.2M in Q3 2015. 246 funds tracked by Wall St. Rank hold PFPT as of Q3 2016.

Herald Investment Management reported no remaining Proofpoint, Inc. position as of Q3 2016 after selling out during the quarter.
Herald Investment Management sold 92,403 Proofpoint, Inc. shares in Q3 2016, an estimated $5.83M.
Herald Investment Management first reported a position in Proofpoint, Inc. in Q1 2014 and held it in 9 quarters.
Herald Investment Management's Proofpoint, Inc. position peaked at $7.2M in Q3 2015.
246 funds tracked by Wall St. Rank held Proofpoint, Inc. as of Q3 2016.

Based on Herald Investment Management's 13F filing for Q3 2016, filed 14 Nov 2016.