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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+9.18%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$239M
AUM Growth
+$13.5M
Cap. Flow
+$4.65M
Cap. Flow %
1.95%
Top 10 Hldgs %
39.02%
Holding
83
New
1
Increased
4
Reduced
1
Closed
2

Top Buys

Rank Stock Value
1
HYGS
Hydrogenics Corp
HYGS
+$2.92M
2
NMBL
Nimble Storage, Inc.
NMBL
+$1.72M
3
EGHT icon
8x8 Inc
EGHT
+$1.28M
4
WATT icon
Energous
WATT
+$923K
5
MLNX
Mellanox Technologies, Ltd.
MLNX
+$511K

Top Sells

Rank Stock Value
1
PFPT
Proofpoint, Inc.
PFPT
+$1.81M
2
PMCS
P M C SIERRA INC
PMCS
+$540K
3
ALTR
Altera Corp
ALTR
+$350K

Sector Composition

Rank Sector Weight
1 Technology 72.06%
2 Industrials 5.77%
3 Communication Services 2.13%
4 Consumer Staples 0.87%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIMO icon
1
Silicon Motion
SIMO
$7.64B
$17.7M 7.42%
566,000
– –
DSGX icon
2
Descartes Systems
DSGX
$6.46B
$11M 4.62%
550,000
– –
PEGA icon
3
Pegasystems
PEGA
$4.94B
$10.5M 4.38%
762,000
– –
RDWR icon
4
Radware
RDWR
$1.2B
$10.4M 4.34%
676,000
– –
CAVM
5
DELISTED
Cavium, Inc.
CAVM
$10.1M 4.23%
153,750
– –
MLNX
6
DELISTED
Mellanox Technologies, Ltd.
MLNX
$8M 3.35%
189,900
+11,500
+6% +$511K
CEVA icon
7
CEVA Inc
CEVA
$907M
$7.43M 3.11%
318,382
– –
VSAT icon
8
Viasat
VSAT
$9.85B
$6.1M 2.55%
100,000
– –
AVG
9
DELISTED
AVG Technologies N.V.
AVG
$6.01M 2.52%
300,000
– –
PFPT
10
DELISTED
Proofpoint, Inc.
PFPT
$6M 2.51%
92,403
-27,000
-23% -$1.81M
RATE
11
DELISTED
Bankrate Inc
RATE
$5.98M 2.5%
450,000
– –
EGHT icon
12
8x8 Inc
EGHT
$274M
$5.49M 2.3%
480,000
+120,000
+33% +$1.28M
HYGS
13
DELISTED
Hydrogenics Corp
HYGS
$5.34M 2.23%
610,000
+300,000
+97% +$2.92M
WEB
14
DELISTED
Web.com Group, Inc.
WEB
$5M 2.09%
250,000
– –
CALD
15
DELISTED
Callidus Software, Inc.
CALD
$4.83M 2.02%
260,000
– –
IPHI
16
DELISTED
INPHI CORPORATION
IPHI
$4.64M 1.94%
172,000
– –
MENT
17
DELISTED
Mentor Graphics Corp
MENT
$4.61M 1.93%
250,000
– –
NTCT icon
18
NETSCOUT
NTCT
$2.89B
$4.6M 1.93%
150,000
– –
WIFI
19
DELISTED
Boingo Wireless, Inc.
WIFI
$4.37M 1.83%
660,000
– –
CUDA
20
DELISTED
Barracuda Networks, Inc.
CUDA
$4.3M 1.8%
230,000
– –
EPIQ
21
DELISTED
EPIQ SYSTEMS INC
EPIQ
$3.92M 1.64%
300,000
– –
FIVN icon
22
FIVE9
FIVN
$2.08B
$3.91M 1.63%
450,000
– –
SPSC icon
23
SPS Commerce
SPSC
$2.53B
$3.51M 1.47%
100,000
– –
OSPN icon
24
OneSpan
OSPN
$577M
$3.34M 1.4%
200,000
– –
FN icon
25
Fabrinet
FN
$15.9B
$3.33M 1.39%
140,000
– –
1
2 3 4

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GWS
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TWP
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CNB
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ROC
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Herald Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Herald Investment Management held 83 positions worth $239M, up 6% from $226M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Trading was light in Q4 2015: portfolio turnover was 3.6%. Herald Investment Management opened 1 new position and exited 2, leaving the 83-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 72% of assets, down from 73% a quarter earlier, followed by Industrials and Communication Services.

  • Herald Investment Management's largest Q4 2015 buy was Energous: 208 shares worth $988K.
  • Herald Investment Management added most to Hydrogenics Corp in Q4 2015, an estimated $2.92M increase.
  • Herald Investment Management's biggest Q4 2015 reduction was Proofpoint, Inc., cutting an estimated $1.81M.
  • Herald Investment Management fully exited P M C SIERRA INC in Q4 2015, selling an estimated $540K.
  • Herald Investment Management's ten largest holdings make up 39% of its $239M portfolio in Q4 2015.
  • Herald Investment Management opened 1 new position and closed 2 in Q4 2015.
  • Herald Investment Management's portfolio value rose 6% quarter-over-quarter to $239M.

Based on Herald Investment Management's 13F filing for Q4 2015, filed 16 Feb 2016.